Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Scott MetteMML Investors Services, LLCNew England Securities02-07-2014
Donna May DegennaroHornor, Townsend & Kent, LLCNew England Securities05-15-2013
William Bruce Connors Jr.MML Investors Services, LLCNew England Securities11-23-2012
Brian Donald VanriperMML Investors Services, LLCNew England Securities10-12-2012
Roger Joseph Betcher Jr.The O.N. Equity Sales CompanyNew England Securities10-01-2012
John Ewin BradfordLPL Financial LLCNew England Securities07-02-2012
Enoch Carter Morris IVParkland Securities, LLCNew England Securities01-26-2012
Matthew Todd FlynnMorgan StanleyNew England Securities02-11-2011
Michael James BarrettAllstate Financial Services, LLCNew England Securities02-04-2011
John Mitchell RasakNYLIFE Securities LLCNew England Securities12-23-2010
John P. OttAmerican Portfolios Financial Services, Inc.New England Securities11-05-2010
Jared Wade MerchantQuestar Capital CorporationNew England Securities$1008-03-2010
Tatyana RostanetsChase Investment Services Corp.New England Securities02-01-2010
Mohammed D. AounChase Investment Services Corp.New England Securities11-01-2009
Mark J. LoducaProEquities, Inc.New England Securities01-14-2009

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.