Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam B GordonPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC04-01-2020
Sage Walker DemullLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-10-2019
Eric Brian WaggonerPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC$5007-01-2019
Kiley A. EoryPrivate Advisor Group, LLCNorthwestern Mutual Investment Services, LLC07-01-2019
David Brian McNeillyAmeritas Investment Company, LLCNorthwestern Mutual Investment Services, LLC05-01-2019
Michael J. BorenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC04-18-2019
Jake Maxwell McneilMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Nikolas B. SellersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-14-2018
Jesse Albert Parsley Jr.AXA Advisors, LLCNorthwestern Mutual Investment Services, LLC$1012-03-2018
James Lee ParkTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC11-08-2018
Nathan M. BilaSigma Financial CorporationNorthwestern Mutual Investment Services, LLC09-07-2018
Nicholas Steven SchummerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-25-2018
Omar El El GothamyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-14-2018
Douglas Allen OosterhartLifePoint PlanningNorthwestern Mutual Investment Services, LLC05-07-2018
Joseph Tedy SoyadThe Huntington Investment CompanyNorthwestern Mutual Investment Services, LLC03-20-2018
Michael Douglas FrenchMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-17-2018
Robert Leonard HatcherM Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC08-10-2017
Gary Stephen RoeAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC$2508-03-2017
Barbara J. Shipp-ClarkMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-13-2017
Daniel J StrongSigma Financial CorporationNorthwestern Mutual Investment Services, LLC06-19-2017
John Gerald MulkaAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC04-18-2017
Daniel Ellis JohnsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2017
Rebekah Lynn CornellFifth Third Securities, Inc.Northwestern Mutual Investment Services, LLC02-28-2017
Sean Michael TeeplesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-01-2016
Ronald Shane BullisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-11-2016
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.