Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph LaneyAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-04-2016
Scott Alan SedoreAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC05-02-2016
Bruce David HinshawAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC12-07-2011
Jerry Allen SchutteAmerican Portfolios Financial Services, Inc.Northwestern Mutual Investment Services, LLC$5006-06-2014
Jesse Albert Parsley Jr.AXA Advisors, LLCNorthwestern Mutual Investment Services, LLC$1012-03-2018
Aaron L ParchemComerica SecuritiesNorthwestern Mutual Investment Services, LLC11-30-2015
Noah Allan FerrioCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC08-25-2015
James Gregory MickensEdward JonesNorthwestern Mutual Investment Services, LLC09-02-2015
Daniel William RauschFirst Allied Securities, Inc.Northwestern Mutual Investment Services, LLC02-09-2016
Douglas Allen OosterhartLifePoint PlanningNorthwestern Mutual Investment Services, LLC05-07-2018
Eric Brian WaggonerLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5007-01-2019
Todd E. HolquistLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-08-2012
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
Brendan Clune WalshM Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC09-19-2012
Omar El El GothamyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-14-2018
Justin SkaggsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-27-2016
Jason Robert SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC09-25-2015
Jake Maxwell McneilMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Daniel Ellis JohnsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2503-13-2017
Charles W. GoetzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-21-2016
Brooke Michelle HolvickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-02-2016
Christopher Lee MerchantMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-27-2016
Walter Alan BrimleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2016
Jeremy David HazenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2016
Gary Carmon Holvick Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-23-2015
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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