Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jake Maxwell McneilMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Nikolas B. SellersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-14-2018
Nicholas Steven SchummerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-25-2018
Michael Douglas FrenchMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-17-2018
Barbara J. Shipp-ClarkMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-13-2017
Daniel Ellis JohnsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2017
Sean Michael TeeplesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-01-2016
Ronald Shane BullisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-11-2016
Trevor Steven HerinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-11-2016
Kurt Allan Van DykenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-09-2016
Gary Carmon HolvickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-06-2016
Charles W. GoetzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-21-2016
Brooke Michelle HolvickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-02-2016
Christopher Lee MerchantMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-27-2016
Walter Alan BrimleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2016
William Donald BlankMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2016
Jeremy David HazenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2016
Gary Carmon Holvick Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-23-2015
Brian Scott DudaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5006-24-2015
Bradley J. HunterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-18-2015

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.