Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Lawrence LeakeGWN Securities Inc.Oppenheimer & Co. Inc.$15007-08-2019
Robert George RixStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15006-27-2019
John Steven FarquharsonBenjamin F. Edwards & Company, Inc.Oppenheimer & Co. Inc.$15009-21-2018
Nicklaus R SerafiniPNC InvestmentsOppenheimer & Co. Inc.04-23-2018
Terry Lee BennettPruco Securities, LLC.Oppenheimer & Co. Inc.$2502-28-2017
Bradley Joseph KaminskiRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$15002-24-2017
Patricia Ann RadeckiNorthwestern Mutual Investment Services, LLCOppenheimer & Co. Inc.11-16-2016
Steven M ReausoCitizens Securities, Inc.Oppenheimer & Co. Inc.11-01-2016
Emily Jayne RoweStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15008-02-2016
James Thomas ShusterStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15008-02-2016
Joseph Tyler HorlingsStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15008-02-2016
Kevin Patrick CusackStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15008-02-2016
Shawn Michael KersjesStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15008-02-2016
Susan Louise RoseStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$22808-02-2016
Kenneth Micheal BieriFounders Financial Securities LLCOppenheimer & Co. Inc.04-29-2016
Gary Warren HaberkornRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$104-05-2016
James Kevin SmildeWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-15-2015
David Michael KennyRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$13707-06-2015
Jeffrey Herbert TaylorRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.06-26-2015
Lewis Marlin RoweFifth Third Securities, Inc.Oppenheimer & Co. Inc.03-18-2015
Robert Bruce ClineAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2511-21-2014
Brian Patrick DonohoeMorgan StanleyOppenheimer & Co. Inc.$5010-24-2014
Benjamin Mark VerwysAction Point Financial Planning, LLCOppenheimer & Co. Inc.10-09-2014
Aaron Mathew WassenaarAction Point Financial Planning, LLCOppenheimer & Co. Inc.09-18-2014
Jason Lowell GrindleAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2505-17-2012
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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