Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert George RixStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15006-27-2019
Mary Elizabeth FreyStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$5004-11-2019
Jonathan Drew UffelmanStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15004-11-2019
Eric Wellington DeemsNYLIFE Securities LLCOppenheimer & Co. Inc.12-19-2018
Jennifer Lorraine KrumholzOppenheimer & Co. Inc.Oppenheimer & Co. Inc.11-14-2018
John Steven FarquharsonBenjamin F. Edwards & Company, Inc.Oppenheimer & Co. Inc.$15009-21-2018
Shelley Lynn SchudlichStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$2507-09-2018
Nicklaus R SerafiniPNC InvestmentsOppenheimer & Co. Inc.04-23-2018
David John BattsParadigm Equities, Inc.Oppenheimer & Co. Inc.03-29-2018
Karen Deborah MorseLPL Financial LLCOppenheimer & Co. Inc.$1002-22-2018
Thomas William AndertonLPL Financial LLCOppenheimer & Co. Inc.$10002-22-2018
Ryan Colby HowardLPL Financial LLCOppenheimer & Co. Inc.02-22-2018
Terry Lee BennettPruco Securities, LLC.Oppenheimer & Co. Inc.$2502-28-2017
Bradley Joseph KaminskiRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$5002-24-2017
Patricia Ann RadeckiNorthwestern Mutual Investment Services, LLCOppenheimer & Co. Inc.11-16-2016
Steven M. ReausoCitizens Securities, Inc.Oppenheimer & Co. Inc.11-01-2016
Kevin Patrick CusackStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$22508-02-2016
Valeri Renee LawsonStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.08-02-2016
Joseph Tyler HorlingsStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15008-02-2016
Susan Louise RoseStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$22808-02-2016
Shawn Michael KersjesStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.08-02-2016
Emily Jayne RoweStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.08-02-2016
James T. ShusterStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$2508-02-2016
Kenneth Micheal BieriFounders Financial Securities LLCOppenheimer & Co. Inc.04-29-2016
Gary Warren HaberkornRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.04-05-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.