Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Joseph KaminskiRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$5002-24-2017
Brant Robert ShrimplinLPL Financial LLCOppenheimer & Co. Inc.07-02-2009
Brian Patrick DonohoeMorgan StanleyOppenheimer & Co. Inc.$5010-24-2014
David Michael KennyRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.$2507-06-2015
Emily Jayne RoweStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.08-02-2016
Gary Warren HaberkornRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.04-05-2016
James Kevin SmildeWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-15-2015
James T. ShusterStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$2508-02-2016
Jeffrey Scott Vanderweele, Melissa J. StewartRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$10001-11-2011
John Steven FarquharsonBenjamin F. Edwards & Company, Inc.Oppenheimer & Co. Inc.$15009-21-2018
Joseph Tyler HorlingsStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15008-02-2016
Karen Deborah MorseLPL Financial LLCOppenheimer & Co. Inc.$5002-22-2018
Kenneth Micheal BieriFounders Financial Securities LLCOppenheimer & Co. Inc.04-29-2016
Kevin Michael BarryKB Wealth Management, LLCOppenheimer & Co. Inc.07-12-2019
Kevin Patrick CusackStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$22508-02-2016
Patricia Ann RadeckiNorthwestern Mutual Investment Services, LLCOppenheimer & Co. Inc.11-16-2016
Robert Alexander MartinezRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$5002-18-2011
Robert Bruce ClineAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2511-21-2014
Robert Dean ShrimplinLPL Financial LLCOppenheimer & Co. Inc.07-02-2009
Robert Glenn YoungNext Financial Group, Inc.Oppenheimer & Co. Inc.$15005-10-2012
Shawn Michael KersjesStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.08-02-2016
Shelley Lynn SchudlichStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$2507-09-2018
Susan Louise RoseStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$22808-02-2016
Terry Lee BennettPruco Securities, LLC.Oppenheimer & Co. Inc.$2502-28-2017

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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