Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicklaus R SerafiniAmeriprise Financial Services, LLCPNC Investments06-19-2019
Chad B. SpeziaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-16-2019
Jaclyn M. MullicaCitizens Securities, Inc.PNC Investments02-27-2019
Natalie Fay MillerMML Investors Services, LLCPNC Investments02-12-2019
Miguel R. WodkowskiComerica SecuritiesPNC Investments$15011-05-2018
Timothy James GilleylenCitizens Securities, Inc.PNC Investments$15010-31-2018
Anthony Paul TucciniCitizens Securities, Inc.PNC Investments10-23-2018
S Renee Renee WhismanFifth Third Securities, Inc.PNC Investments10-05-2018
Brian James HarrasJ.P. Morgan Securities LLCPNC Investments09-19-2018
James Connor Macbeth IVJ.P. Morgan Securities LLCPNC Investments07-10-2018
Justin Matthew CattaneoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15006-25-2018
Dace Andrew DekruifFSC Securities CorporationPNC Investments04-13-2018
Phillip D. Cook Jr.J.P. Morgan Securities LLCPNC Investments03-09-2018
Scott David McKinnieSignator Investors, Inc.PNC Investments02-02-2018
Lynne RolfeThe Huntington Investment CompanyPNC Investments10-23-2017
Jeffrey Thomas DomenicoEdward JonesPNC Investments10-06-2017
Zakhele V. DhlaminiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-14-2017
Evan LianRaymond James Financial Services, Inc.PNC Investments07-11-2017
Michael David PominvilleCitizens Securities, Inc.PNC Investments06-21-2017
Robert Alan StockoskiThe Huntington Investment CompanyPNC Investments05-31-2017
Richard Paul SrnecJ.P. Morgan Securities LLCPNC Investments05-26-2017
Mark William Scofield IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-16-2017
Emilee Kay LawrenceJ.P. Morgan Securities LLCPNC Investments05-04-2017
Dewey Irwin Doyle IVTIAA-CREF Individual & Institutional Services, LLCPNC Investments05-04-2017
Nicole Marie GattoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-03-2017
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.