Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicklaus R SerafiniAmeriprise Financial Services, Inc.PNC Investments06-19-2019
Jaclyn M. MullicaCitizens Securities, Inc.PNC Investments02-27-2019
Miguel R. WodkowskiComerica SecuritiesPNC Investments$15011-05-2018
Anthony Paul TucciniCitizens Securities, Inc.PNC Investments10-23-2018
James Connor Macbeth IVJ.P. Morgan Securities LLCPNC Investments07-10-2018
Justin Matthew CattaneoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15006-25-2018
Jeffrey Thomas DomenicoEdward JonesPNC Investments10-06-2017
Zakhele V. DhlaminiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-14-2017
Evan LianRaymond James Financial Services, Inc.PNC Investments07-11-2017
Nicole Marie GattoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-03-2017
Ryan Paul MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-28-2017
Joseph David BanishAmeriprise Financial Services, Inc.PNC Investments03-10-2017
Christopher Jordan RennertThe Huntington Investment CompanyPNC Investments10-31-2016
Jay J. Peitsch IIJ.P. Morgan Securities LLCPNC Investments08-04-2016
Kathleen Marie JonesFifth Third Securities, Inc.PNC Investments03-30-2016
Kristen Kay HassettMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-05-2016
Jonathan Brian KulickWells Fargo Clearing Services, LLCPNC Investments$5001-11-2016
Cody James JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-12-2015
Drew A. GoodrichCetera Advisor Networks LLCPNC Investments09-28-2015
Bert William Overstreet Jr.TD Ameritrade Investment Management, LLCPNC Investments09-03-2015
Thomas Scott PresseyLPL Financial LLCPNC Investments06-01-2015
Denise Ann SwiatlowskiFifth Third Securities, Inc.PNC Investments05-05-2015
Mary Kathleen NicholsComerica SecuritiesPNC Investments04-10-2015
Geoffrey Charles SadekLPL Financial LLCPNC Investments12-18-2014
Anthony Frank TuzzolinoJ.P. Morgan Securities LLCPNC Investments11-19-2014
Next Page »

Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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