Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mohammed D AounAllstate Financial Services, LLCPNC Investments02-18-2016
Nicklaus R SerafiniAmeriprise Financial Services, Inc.PNC Investments06-19-2019
Joseph David BanishAmeriprise Financial Services, Inc.PNC Investments03-10-2017
Drew A. GoodrichCetera Advisor Networks LLCPNC Investments09-28-2015
Christopher T BuzzellCetera Investment Services LLCPNC Investments06-01-2016
Jody W MyersChase Investment Services Corp.PNC Investments08-27-2012
Antonio Denard JeffersonChase Investment Services Corp.PNC Investments06-25-2012
Leah Michele ArnoldChase Investment Services Corp.PNC Investments08-01-2011
Morgan Lee MudgeChase Investment Services Corp.PNC Investments06-01-2011
Joseph M PloszewskiChase Investment Services Corp.PNC Investments03-21-2011
Christopher Walter KubertChase Investment Services Corp.PNC Investments08-30-2010
Jacqueline Thuyle TranChase Investment Services Corp.PNC Investments$10004-12-2010
Elizabeth Ann BarberChase Investment Services Corp.PNC Investments03-29-2010
Jaclyn M. MullicaCitizens Securities, Inc.PNC Investments02-27-2019
Timothy James GilleylenCitizens Securities, Inc.PNC Investments$15010-31-2018
Anthony Paul TucciniCitizens Securities, Inc.PNC Investments10-23-2018
Michael David PominvilleCitizens Securities, Inc.PNC Investments06-21-2017
Tina Marie AntoonCitizens Securities, Inc.PNC Investments02-27-2017
Melissa Ann NiswongerCitizens Securities, Inc.PNC Investments06-06-2014
Elizabeth Smith HouslerCitizens Securities, Inc.PNC Investments06-05-2014
Russell Thomas FullerCitizens Securities, Inc.PNC Investments$10006-03-2014
Stephen Joseph HannahCitizens Securities, Inc.PNC Investments04-30-2014
Anthony Earl PorterCitizens Securities, Inc.PNC Investments04-30-2014
Michelle Patrice MartinCitizens Securities, Inc.PNC Investments$15007-18-2013
Dace Andrew DekruifCitizens Securities, Inc.PNC Investments03-18-2013
Next Page »

Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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