Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Atwell StephensLPL Financial LLCSII Investments, Inc.$2502-14-2018
Jeffrey David AndersonLPL Financial LLCSII Investments, Inc.$2502-14-2018
Timothy T. SullivanLPL Financial LLCSII Investments, Inc.$1002-14-2018
David Allen HoistLPL Financial LLCSII Investments, Inc.02-14-2018
John Albert MandeLPL Financial LLCSII Investments, Inc.02-14-2018
Jack Edward BrownSigma Financial CorporationSII Investments, Inc.$5001-12-2018
Christopher P. NickelCambridge Investment Research, Inc.SII Investments, Inc.$5012-01-2017
Larry Alan MengerinkCambridge Investment Research, Inc.SII Investments, Inc.12-01-2017
Kevin Paul SeegertWoodbury Financial Services, Inc.SII Investments, Inc.$9111-30-2017
Jordan Michael SeegertWoodbury Financial Services, Inc.SII Investments, Inc.$5011-30-2017
Beth A Scott AdamsAmerican Portfolios Financial Services, Inc.SII Investments, Inc.11-30-2017
Thomas Edward KrautCambridge Investment Research, Inc.SII Investments, Inc.11-17-2017
Peter John MolesaWoodbury Financial Services, Inc.SII Investments, Inc.11-16-2017
Mark WiseWoodbury Financial Services, Inc.SII Investments, Inc.11-16-2017
Dennis Robert JonesAmerican Portfolios Financial Services, Inc.SII Investments, Inc.$5011-13-2017
Zoltan Julius KocsondyAmerican Portfolios Financial Services, Inc.SII Investments, Inc.11-13-2017
Richard Allan BerlinskiLPL Financial LLCSII Investments, Inc.11-01-2016
Donald John WeyenbergLPL Financial LLCSII Investments, Inc.06-22-2016
Ryan Michael ElenbaasCambridge Investment Research, Inc.SII Investments, Inc.$10011-17-2014
Nathan C. WeeberCambridge Investment Research, Inc.SII Investments, Inc.$1011-17-2014
Annette Arlene VanderlindeFirst Allied Securities, Inc.SII Investments, Inc.10-16-2013
Fabrizio GiaconaFirst Allied Securities, Inc.SII Investments, Inc.10-16-2013
Kindra Jean ByerlyFirst Allied Securities, Inc.SII Investments, Inc.10-16-2013
Joshua Thomas BittermanFirst Allied Securities, Inc.SII Investments, Inc.10-15-2013
Thomas Michael FanningConcorde Investment Services, LLCSII Investments, Inc.$2507-15-2011

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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