Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aroson M. RandleMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.05-21-2019
James M. TietemaWells Fargo Clearing Services, LLCSecurian Financial Services, Inc.09-11-2018
Kevin James Pople Jr.Cetera Investment Advisers LLCSecurian Financial Services, Inc.01-22-2018
Delmar Owen MooreCitizens Securities, Inc.Securian Financial Services, Inc.10-26-2017
Joseph Michael Lunn Jr.Financial Engines Advisors L.L.C.Securian Financial Services, Inc.08-14-2017
Albert William WoodworthPrincipal Securities, Inc.Securian Financial Services, Inc.01-28-2013
Reuben David LevinsohnPrincipal Securities, Inc.Securian Financial Services, Inc.01-24-2013
Conrad Russell BeelerPrincipal Securities, Inc.Securian Financial Services, Inc.01-24-2013
Ryan John QuinnLPL Financial LLCSecurian Financial Services, Inc.05-31-2012
Ryan William ParrottValMark Securities, Inc.Securian Financial Services, Inc.10-25-2011
Kurt Allen CreamerValMark Securities, Inc.Securian Financial Services, Inc.04-26-2011
Salvatore Joseph DursoPrincipal Securities, Inc.Securian Financial Services, Inc.$1001-24-2013
Nicholas Brandon PopePrincipal Securities, Inc.Securian Financial Services, Inc.$5001-24-2013

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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