Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerome RepovzSummit Brokerage Services, Inc.Securities America, Inc.$5512-10-2012
Ernest James RoweParkland Securities, LLCSecurities America, Inc.09-01-2020
Mark William HolodyCaitlin John, LLCSecurities America, Inc.08-20-2020
Michael Christopher NordmannManer WealthSecurities America, Inc.03-21-2020
James E CaseyLPL Financial LLCSecurities America, Inc.$5501-23-2020
Tyler Joel StephensRaymond James Financial Services, Inc.Securities America, Inc.09-04-2019
Clarence Leo SmithCalton & Associates, Inc.Securities America, Inc.08-16-2019
Mark Lawrence SmithCambridge Investment Research, Inc.Securities America, Inc.$5008-15-2019
Jason Thomas ArbetterCambridge Investment Research, Inc.Securities America, Inc.08-15-2019
Grant Norman HallThe Huntington Investment CompanySecurities America, Inc.04-01-2019
Joshua Thomas FoxFounders Financial Securities LLCSecurities America, Inc.02-04-2019
Wayne Charles MaierRaymond James Financial Services, Inc.Securities America, Inc.$15011-05-2018
Michael Andrew WilcoxRaymond James Financial Services, Inc.Securities America, Inc.$5011-05-2018
Gregory Scott DahlbergRaymond James Financial Services, Inc.Securities America, Inc.$5011-05-2018
Joseph Wayne MaierRaymond James Financial Services, Inc.Securities America, Inc.$25011-05-2018
Stanley Louis Steve DombrowskiRaymond James Financial Services, Inc.Securities America, Inc.$2511-05-2018
Eric Walter DobrzynskiRaymond James Financial Services, Inc.Securities America, Inc.11-05-2018
Andrew L SchadeGradient Securities, LLCSecurities America, Inc.$2510-17-2018
Gary Alan MehargLPL Financial LLCSecurities America, Inc.$10006-11-2018
Elliott Howard RingAvantax Investment Services, Inc.Securities America, Inc.07-27-2017
Rachel Celeste AndersonFairhaven Financial Advisory CorporationSecurities America, Inc.06-06-2017
Donald Edward HeadleySigma Financial CorporationSecurities America, Inc.$3804-10-2017
Reagan Anthony HamiltonSecurian Financial Services, Inc.Securities America, Inc.01-06-2017
Michael Dale DreyerCambridge Investment Research, Inc.Securities America, Inc.$1210-21-2016
Timothy Paul LataLPL Financial LLCSecurities America, Inc.$5006-21-2016
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.