Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ambrosina Annette BaskettFidelity Brokerage Services LLCSigma Financial Corporation03-23-2020
David Charles BellskyLPL Financial LLCSigma Financial Corporation02-18-2020
Steven Paul MaskerLPL Financial LLCSigma Financial Corporation02-18-2020
Elaine Ardith ParlbergLPL Financial LLCSigma Financial Corporation02-18-2020
Daniel J StrongLPL Financial LLCSigma Financial Corporation02-18-2020
Terence Lee ReedAvantax Investment Services, Inc.Sigma Financial Corporation$5001-27-2020
Elizbeth MarshallAvantax Investment Services, Inc.Sigma Financial Corporation01-27-2020
Melissa Elizabeth RubinghAvantax Investment Services, Inc.Sigma Financial Corporation01-27-2020
William Grant SiningerLPL Financial LLCSigma Financial Corporation12-12-2019
David Rene MercierScott Smith FinancialSigma Financial Corporation$5012-09-2019
Matthew Ray VermillionCUSO Financial Services, L.P.Sigma Financial Corporation11-18-2019
Jose Luis Martinez IILPL Financial LLCSigma Financial Corporation06-21-2019
Robert Steven MorgensternLPL Financial LLCSigma Financial Corporation06-21-2019
Michael Dennis FlynnResources Investment AdvisorsSigma Financial Corporation01-18-2019
Marc R StasikCetera Advisors LLCSigma Financial Corporation01-10-2019
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
Michael David MileyNew View Financial, LLCSigma Financial Corporation$2512-12-2018
David Alan HerbeckPNC InvestmentsSigma Financial Corporation12-03-2018
James Harold ColeLPL Financial LLCSigma Financial Corporation$2511-07-2018
James Robert CarnaghiWaddell & ReedSigma Financial Corporation09-28-2018
Gary Paul NelsonVoya Financial Advisors, Inc.Sigma Financial Corporation08-06-2018
Bruce Alan AndersonCetera Investment Services LLCSigma Financial Corporation07-31-2018
Edward J Maedel LlCambridge Investment Research, Inc.Sigma Financial Corporation07-09-2018
Cory Thomas ShiversCambridge Investment Research, Inc.Sigma Financial Corporation05-11-2018
Robert Alric BarrettRaymond James & Associates, Inc.Sigma Financial Corporation12-13-2017
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.