Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Lee MoffattWoodbury Financial Services, Inc.Signator Investors, Inc.11-17-2009
Adam Blake TylerFifth Third Securities, Inc.Signator Investors, Inc.05-11-2010
Jeff Alan TomlinsonVoya Financial Advisors, Inc.Signator Investors, Inc.09-23-2011
Matthew Jay LehmanLPL Financial LLCSignator Investors, Inc.12-14-2012
Gurveer Singh MannAmeriprise Financial Services, Inc.Signator Investors, Inc.$1003-14-2014
Jerald T. PawlowiczLPL Financial LLCSignator Investors, Inc.06-10-2014
Tiffany SaitesLPL Financial LLCSignator Investors, Inc.06-19-2015
Nidal Azzam KanaanThe Huntington Investment CompanySignator Investors, Inc.04-28-2016
Aaron James VerbruggeNYLIFE Securities LLCSignator Investors, Inc.12-22-2016
Dorothy Marie DarlingHD Vest Investment ServicesSignator Investors, Inc.04-18-2017
Kevin Mark NastContinuum Advisory, LLCSignator Investors, Inc.01-24-2018
Daniel Jon FerwerdaSigma Financial CorporationSIGNATOR INVESTORS, INC.$2506-01-2018
Laura Ellen Clark-BrownContinuum Advisory, LLCSignator Investors, Inc.07-25-2018
Michael William MaherLPL Financial LLCSignator Investors, Inc.09-25-2018
James E CaseySecurities America, Inc.Signator Investors, Inc.$5510-19-2018
Edward Francis OldaniRoyal Alliance Associates, Inc.Signator Investors, Inc.$12011-02-2018
Daniel Raymond GardnerRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Robert Bruce HurdRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Francis Carlson BarazsuRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Curtis Jesmond MallingRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Christopher Allen OistenRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert Charles FoggRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Kris Allen LesleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Scott Michael DavisRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Andrew Winans BehmRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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