Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Thomas BattsEPI Advisors, LLCState Farm VP Management Corp.03-09-2020
Samuel D MartinState Farm VP Management Corp.State Farm VP Management Corp.01-16-2020
John Michael MouselLPL Financial LLCState Farm VP Management Corp.12-04-2017
Matthew L. VoorheesFarmers Financial Solutions, LLCState Farm VP Management Corp.09-19-2017
Sailey SeyJ.P. Morgan Securities LLCState Farm VP Management Corp.06-07-2017
Christopher Richard SmithFarmers Financial Solutions, LLCState Farm VP Management Corp.03-18-2016
Brian Nicholas AllenThe Huntington Investment CompanyState Farm VP Management Corp.12-18-2015
Barbara M. VisovattiFarmers Financial Solutions, LLCState Farm VP Management Corp.12-10-2015
Jason D. CondonState Farm VP Management Corp.State Farm VP Management Corp.10-14-2015
Jason Erik ConnorsNorthwestern Mutual Investment Services, LLCState Farm VP Management Corp.08-14-2015
Marissa Cabel VandenbergPNC InvestmentsState Farm VP Management Corp.05-06-2015
Sheila R. FalesEssex National Securities, LLCState Farm VP Management Corp.03-01-2015
Thomas MazzolaState Farm VP Management Corp.State Farm VP Management Corp.02-25-2013
Raymond G PlowdenMerrill Lynch, Pierce, Fenner & Smith IncorporatedState Farm VP Management Corp.02-27-2012
Joseph Norman WilliamsState Farm VP Management Corp.State Farm VP Management Corp.01-10-2012
Anthony John RighiSigma Financial CorporationState Farm VP Management Corp.06-03-2011
Mark Danford ElmbladState Farm VP Management Corp.State Farm VP Management Corp.03-28-2011
Jeffrey Len BabiszAllstate Financial Services, LLCState Farm VP Management Corp.01-12-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.