Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Russell MyersMML Investors Services, LLCThrivent Investment Management Inc.02-12-2019
Caleb Patrick HuffHorace Mann Investors, Inc.Thrivent Investment Management Inc.01-25-2018
Theresa Marie SellThe O.N. Equity Sales CompanyThrivent Investment Management Inc.$1,00009-12-2017
Randy Gustav KelbertMML Investors Services, LLCThrivent Investment Management Inc.06-20-2017
Bryan Erik KnopParkland Securities, LLCThrivent Investment Management Inc.04-21-2017
Randall Stuart KurtzPNC InvestmentsThrivent Investment Management Inc.$112-05-2016
Ryan Carl MunsonPNC InvestmentsThrivent Investment Management Inc.11-29-2016
Thomas Neil RauNYLIFE Securities LLCThrivent Investment Management Inc.09-27-2016
Jeffrey Thomas PunchesPNC InvestmentsThrivent Investment Management Inc.09-12-2016
Kenneth Mathew KrauseNYLIFE Securities LLCThrivent Investment Management Inc.09-09-2016
Randal Ray OppenneerPruco Securities, LLC.Thrivent Investment Management Inc.$108-31-2016
Thomas David PerroneMML Investors Services, LLCThrivent Investment Management Inc.$107-12-2016
James Wesley CreamerMML Investors Services, LLCThrivent Investment Management Inc.$2507-08-2016
Tyson Thane SchmidtInfinex Investments, Inc.Thrivent Investment Management Inc.05-26-2016
Matthew Glenn RussThe O.N. Equity Sales CompanyThrivent Investment Management Inc.05-23-2016
Scott Alan WetzelSignator Investors, Inc.Thrivent Investment Management Inc.04-29-2016
Korbin StokesLPL Financial LLCThrivent Investment Management Inc.04-22-2016
Benjamin Carl TompkinsRegulus Advisors, LLCThrivent Investment Management Inc.04-19-2016
Terry Xing-Zhao WuUSA Financial Securities CorporationThrivent Investment Management Inc.04-01-2016
Darryl Edward WalkerJ.P. Morgan Securities LLCThrivent Investment Management Inc.$15001-06-2016
Scott Alan HagenbachAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.$2511-30-2015
Michael Emmanuel MillerMML Investors Services, LLCThrivent Investment Management Inc.07-10-2015
Edward John Maedel IISigma Financial CorporationThrivent Investment Management Inc.04-30-2015
Stacie Lynn DuclosLPL Financial LLCThrivent Investment Management Inc.04-22-2015
Matthew Scott NewcombMML Investors Services, LLCThrivent Investment Management Inc.04-07-2015
Next Page »

Showing 1 to 25 of 42 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.