Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary A MoultonCambridge Investment Research Advisors, Inc.Thrivent Investment Management Inc.07-06-2020
Stephanie Reynolds ToonMML Investors Services, LLCThrivent Investment Management Inc.06-11-2020
Ruthann Cantile KraghThe O.N. Equity Sales CompanyThrivent Investment Management Inc.03-23-2020
David Robert IlemCharles Schwab & Co., Inc.Thrivent Investment Management Inc.01-21-2020
Michael J SpehnAllstate Financial Services, LLCThrivent Investment Management Inc.09-23-2019
Luke Kulczyk SuminskiOppenheimer & Co. Inc.Thrivent Investment Management Inc.04-01-2019
Michael E NeatonTriad Advisors LLCThrivent Investment Management Inc.02-01-2019
Theresa Marie SellThe O.N. Equity Sales CompanyThrivent Investment Management Inc.$1,00009-12-2017
Randy Gustav KelbertMML Investors Services, LLCThrivent Investment Management Inc.06-20-2017
Jeffrey A CarlessHarbour Investments, Inc.Thrivent Investment Management Inc.04-27-2017
Bryan Erik KnopParkland Securities, LLCThrivent Investment Management Inc.04-21-2017
Randal Ray OppenneerPruco Securities, LLC.Thrivent Investment Management Inc.08-31-2016
Tyson Thane SchmidtInfinex Investments, Inc.Thrivent Investment Management Inc.05-26-2016
Scott Alan HagenbachAmeriprise Financial Services, LLCThrivent Investment Management Inc.$2511-30-2015
Erik Patrick BloomfieldMML Investors Services, LLCThrivent Investment Management Inc.$2510-21-2014
Todd Lawrence SchusterLPL Financial LLCThrivent Investment Management Inc.10-06-2014
Stephen J MikelJ.P. Morgan Securities LLCThrivent Investment Management Inc.$15004-07-2014
Jared Michael SmithLPL Financial LLCThrivent Investment Management Inc.09-20-2013

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.