Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Russell MyersMML Investors Services, LLCThrivent Investment Management Inc.02-12-2019
Caleb Patrick HuffHorace Mann Investors, Inc.Thrivent Investment Management Inc.01-25-2018
Theresa Marie SellThe O.N. Equity Sales CompanyThrivent Investment Management Inc.$1,00009-12-2017
Randy Gustav KelbertMML Investors Services, LLCThrivent Investment Management Inc.06-20-2017
Bryan Erik KnopParkland Securities, LLCThrivent Investment Management Inc.04-21-2017
Randall Stuart KurtzPNC InvestmentsThrivent Investment Management Inc.$112-05-2016
Ryan Carl MunsonPNC InvestmentsThrivent Investment Management Inc.11-29-2016
Thomas Neil RauNYLIFE Securities LLCThrivent Investment Management Inc.09-27-2016
Jeffrey Thomas PunchesPNC InvestmentsThrivent Investment Management Inc.09-12-2016
Kenneth Mathew KrauseNYLIFE Securities LLCThrivent Investment Management Inc.09-09-2016
Randal Ray OppenneerPruco Securities, LLC.Thrivent Investment Management Inc.$108-31-2016
Thomas David PerroneMML Investors Services, LLCThrivent Investment Management Inc.$107-12-2016
James Wesley CreamerMML Investors Services, LLCThrivent Investment Management Inc.$2507-08-2016
Tyson Thane SchmidtInfinex Investments, Inc.Thrivent Investment Management Inc.05-26-2016
Matthew Glenn RussThe O.N. Equity Sales CompanyThrivent Investment Management Inc.05-23-2016
Scott Alan WetzelSignator Investors, Inc.Thrivent Investment Management Inc.04-29-2016
Korbin StokesLPL Financial LLCThrivent Investment Management Inc.04-22-2016
Benjamin Carl TompkinsRegulus Advisors, LLCThrivent Investment Management Inc.04-19-2016
Terry Xing-Zhao WuUSA Financial Securities CorporationThrivent Investment Management Inc.04-01-2016
Darryl Edward WalkerJ.P. Morgan Securities LLCThrivent Investment Management Inc.$15001-06-2016
Scott Alan HagenbachAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.$2511-30-2015
Michael Emmanuel MillerMML Investors Services, LLCThrivent Investment Management Inc.07-10-2015
Edward John Maedel IISigma Financial CorporationThrivent Investment Management Inc.04-30-2015
Stacie Lynn DuclosLPL Financial LLCThrivent Investment Management Inc.04-22-2015
Matthew Scott NewcombMML Investors Services, LLCThrivent Investment Management Inc.04-07-2015
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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