Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jay BornsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-01-2010
Albert Abraham SassonAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10008-23-2013
Anh Ngoc TranAmeriprise Financial Services, Inc.UBS Financial Services Inc.08-02-2010
Anne E. MagretaMorgan StanleyUBS Financial Services Inc.$5007-15-2011
Antonio A DesanoRoyal Alliance Associates, Inc.UBS Financial Services Inc.07-10-2018
Austin Michael FarahRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Barry William BarberMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2502-19-2016
Bonnie Kaye Adamczak-BrownRaymond James & Associates, Inc.UBS Financial Services Inc.$5002-26-2010
Brandon Michael LoveJ.P. Morgan Securities LLCUBS Financial Services Inc.$2511-14-2012
Cassandra Lee-Kyung BeardsleeMKD Wealth Coaches, LLCUBS Financial Services Inc.08-12-2016
Chris David ZichWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-04-2012
Christian Avery AllenRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Christine Marie BackusAmeriprise Financial Services, Inc.UBS Financial Services Inc.09-10-2010
Christopher John KuligowskiKuli Capital ManagementUBS Financial Services Inc.10-18-2010
Cornelia MaierRaymond James & Associates, Inc.UBS Financial Services Inc.$10003-12-2010
Daniel Patrick Murphy, Gregory Robert WrightWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-25-2011
David Eugene SmithAmeriprise Financial Services, Inc.UBS Financial Services Inc.$2507-31-2015
David Gerard KuznerRaymond James & Associates, Inc.UBS Financial Services Inc.11-19-2010
David Michael KratchmanLPL Financial LLCUBS Financial Services Inc.09-24-2009
David Pendleton, Kelly Anne Baumgartner, Kraig Pendleton, Adam Nathan PendletonMorgan StanleyUBS Financial Services Inc.$5011-07-2014
Dean Richard WeaverAmeriprise Financial Services, Inc.UBS Financial Services Inc.$20008-26-2016
Dmitry ArshanskyLPL Financial LLCUBS Financial Services Inc.$1005-13-2009
Douglas Albert PastorWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.12-16-2016
Frederick Moore MillerRaymond James & Associates, Inc.UBS Financial Services Inc.$7503-12-2010
Geoffrey ThompsonLPL Financial LLCUBS Financial Services Inc.12-09-2010
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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