Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jay BornsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-01-2010
Adam Nathan PendletonMorgan StanleyUBS Financial Services Inc.11-07-2014
Alan Lee SuppMorgan StanleyUBS Financial Services Inc.$15011-29-2013
Albert Abraham SassonAmeriprise Financial Services, LLCUBS Financial Services Inc.$10008-23-2013
Amanda C. ToiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-17-2010
Andrea Alice RollRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Anh Ngoc TranAmeriprise Financial Services, LLCUBS Financial Services Inc.08-02-2010
Anh Ngoc TranUBS Financial Services Inc.UBS Financial Services Inc.06-11-2009
Anne E. MagretaMorgan StanleyUBS Financial Services Inc.$5007-15-2011
Anthony Raymond LottRaymond James & Associates, Inc.UBS Financial Services Inc.11-14-2019
Antonio A DesanoRoyal Alliance Associates, Inc.UBS Financial Services Inc.07-10-2018
Austin Michael FarahRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Barry William BarberMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2502-19-2016
Bassam S. SalemB. Riley Wealth ManagementUBS Financial Services Inc.01-14-2011
Benjamin Aaron KusnerMorgan StanleyUBS Financial Services Inc.$1011-05-2010
Blair Alan AndersonHighTower Securities, LLCUBS Financial Services Inc.$2502-20-2009
Blake Arthur PollockMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10007-30-2015
Bonnie Kaye Adamczak-BrownRaymond James & Associates, Inc.UBS Financial Services Inc.$5002-26-2010
Brandon Michael LoveJ.P. Morgan Securities LLCUBS Financial Services Inc.$2511-14-2012
Bruce Craig GreeningCenter For Wealth Planning Advisors, IncUBS Financial Services Inc.$2505-27-2015
Bryan Joseph CarrollOppenheimer & Co. Inc.UBS Financial Services Inc.$2501-29-2010
Cassandra Lee-Kyung BeardsleeMKD Wealth Coaches, LLCUBS Financial Services Inc.08-12-2016
Charles Andrew PhillipsonRaymond James & Associates, Inc.UBS Financial Services Inc.$5002-01-2019
Chris David ZichWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-04-2012
Christian Avery AllenRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
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Showing 1 to 25 of 146 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.