Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Mathew WassenaarMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-28-2009
Aaron W. HollisterRaymond James & Associates, Inc.Waddell & Reed08-28-2015
Adam Ritter RichardsMichigan Securities, Inc.Waddell & Reed07-28-2016
Andrew Charles GaronMorgan StanleyWaddell & Reed06-09-2011
Brad Nathaniel RohdeFidelity Brokerage Services LLCWaddell & Reed02-04-2015
Bruce Edward BosCambridge Investment Research, Inc.Waddell & Reed09-16-2013
Bryan Matthew WieferichIndependent Financial PartnersWaddell & Reed$2507-28-2016
Bryon Trent KnuthAmeriprise Financial Services, LLCWaddell & Reed09-27-2012
Christopher John YelchoHantz Financial Services, Inc.Waddell & Reed$109-27-2010
Christopher Scott OhlertAmeriprise Financial Services, LLCWaddell & Reed12-10-2014
Colin Jay OverwegAdvize Wealth ManagementWaddell & Reed06-11-2018
Collette N. TremblayNYLIFE Securities LLCWaddell & Reed05-25-2016
Damian William LockhartMorgan StanleyWaddell & Reed$1002-18-2015
Daniel James LauraineCharles Schwab & Co., Inc.Waddell & Reed03-25-2019
David Claude RobertsSecurian Financial Services, Inc.Waddell & Reed09-14-2016
David Ignatius BiondoLincoln Financial Advisors CorporationWaddell & Reed12-01-2017
David R. MabisAmeriprise Financial Services, LLCWaddell & Reed11-06-2017
Ernest Dale AndersonLFN Advisors Inc.Waddell & Reed05-31-2017
Grant Norman HallVIMA, LLCWaddell & Reed01-26-2017
James Alex ZervogiannisVALIC Financial Advisors, Inc.Waddell & Reed10-29-2014
James P. KelleySignator Investors, Inc.Waddell & Reed10-06-2014
Jared Lee EnsingIndependent Financial PartnersWaddell & Reed11-14-2017
Jason Mearl MainChase Investment Services Corp.Waddell & Reed10-01-2009
Jeffrey Curtis BrindleyCambridge Investment Research, Inc.Waddell & Reed10-23-2017
Jeffrey Oneal SteeleMetLife Securities Inc.Waddell & Reed11-23-2010
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.