Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron W. HollisterRaymond James & Associates, Inc.Waddell & Reed08-28-2015
Bruce Edward BosCambridge Investment Research, Inc.Waddell & Reed09-16-2013
Bryan WieferichLPL Financial LLCWaddell & Reed$5007-26-2016
Christopher Scott OhlertAmeriprise Financial Services, Inc.Waddell & Reed12-10-2014
Colin Jay OverwegAdvize Wealth ManagementWaddell & Reed06-11-2018
Damian William LockhartMorgan StanleyWaddell & Reed$1002-18-2015
David R. MabisAmeriprise Financial Services, Inc.Waddell & Reed11-06-2017
Ernest Dale AndersonLFN Advisors Inc.Waddell & Reed05-31-2017
Jeffrey Curtis BrindleyCambridge Investment Research, Inc.Waddell & Reed10-23-2017
John D. ShubertCUSO Financial Services, L.P.Waddell & Reed11-12-2018
Kenneth Alan GassAmeriprise Financial Services, Inc.Waddell & Reed$1003-28-2018
Kenneth Charles ZehnderA B L E Wealth Management Solutions LLCWaddell & Reed03-28-2019
Lance Charles BakerAmeriprise Financial Services, Inc.Waddell & Reed05-19-2011
Lydia Grace LavigneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed06-11-2010
Mark Frank Pauwels Jr.Sigma Financial CorporationWaddell & Reed12-16-2016
Martha S. WilliamsWilliams Wealth ServicesWaddell & Reed10-16-2017
Michael Peter SchlegelCambridge Investment Research Advisors, Inc.Waddell & Reed08-02-2019
Philip Craig Welch IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-04-2017
Ralph Henry Kapalczynski Jr.CUNA Brokerage Services, Inc.Waddell & Reed05-09-2012
Richard William SheffieldMML Investors Services, LLCWaddell & Reed$2511-07-2013
Shannon Patricia SchiebelJ.P. Morgan Securities LLCWaddell & Reed07-11-2017
Sharain Lajuan TaylorParkland Securities, LLCWaddell & Reed$2509-07-2011
Shayne Hope AtwoodEdward JonesWaddell & Reed05-31-2016
Stephanie Joan VailLPL Financial LLCWaddell & Reed02-17-2017
Steven Matthew EllsworthSecurities America, Inc.Waddell & Reed08-31-2016
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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