Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Clark, Rick StubbsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17506-13-2019
Dave BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17006-13-2019
Leonard Daniel Gilroy-SolanoSecurities America, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Brian James WhiteRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00003-25-2019
David Michael PorathRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$6503-25-2019
Sam E. HowardRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10003-25-2019
Robert Craig HenryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00003-21-2019
John Pierre ThibaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5002-13-2019
Samuel Johnathan BennettSagePoint Financial, Inc.Wells Fargo Clearing Services, LLC$2501-16-2019
Todd Mitchell WinterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00011-16-2018
Earl Bradley BosartRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10010-17-2018
Joseph Sinnott MoynihanRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15010-17-2018
Maddalena M ParksRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$110-17-2018
Robert Halsey BosartRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25010-17-2018
Karl Henry RothRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-24-2018
Theodore Lawrence Korodan Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-24-2018
John Paul MatheyRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00005-18-2018
Karla E Olson-BellfiRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$16005-18-2018
Thai-Vi Nguyen PhamRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC05-18-2018
James Benjamin WhiteRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-11-2018
Amy Jo GouletRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-10-2018
Lee Walter MillerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-10-2018
Roger C CooleyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15005-10-2018
Timothy Alan GodinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-04-2018
Donald James SimpsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-18-2018
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Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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