Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Scott OhlertAmeriprise Financial Services, Inc.Waddell & Reed12-10-2014
Cindy Lou NegriAmeriprise Financial Services, Inc.Wells Fargo Investments, LLC$10008-27-2010
Constantine Dino LembesisAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$20010-05-2009
Cory Ryan PreussAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC03-10-2014
Dale Alan BenderAmeriprise Financial Services, Inc.NYLIFE Securities LLC10-16-2012
Dan DijakAmeriprise Financial Services, Inc.Raymond James$8102-02-2012
Daniel Jay MusickAmeriprise Financial Services, Inc.Next Financial Group, Inc.$1008-12-2011
Daniel Joseph Dijak Sr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.$5002-02-2012
Daniel Joseph LezotteAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.10-15-2013
Daniel Scott De WittAmeriprise Financial Services, Inc.1st Global Capital Corp.01-19-2010
David Eugene SmithAmeriprise Financial Services, Inc.UBS Financial Services Inc.$2507-31-2015
David Jeffrey PowellAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-05-2019
David Joseph HudsonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2010
David Michael BettsAmeriprise Financial Services, Inc.Chase Investment Services Corp.02-04-2011
David R. MabisAmeriprise Financial Services, Inc.Waddell & Reed11-06-2017
David Thatcher DilleyAmeriprise Financial Services, Inc.MetLife Securities Inc.06-29-2016
Dean Richard WeaverAmeriprise Financial Services, Inc.UBS Financial Services Inc.$20008-26-2016
Dean Richard WeerstraAmeriprise Financial Services, Inc.Cetera Advisors LLC$2509-11-2015
Dean WeaverAmeriprise Financial Services, Inc.UBS Financial Services Inc. Inc.$26108-26-2016
Denice Hong OliverAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Don Weston GoetcheusAmeriprise Financial Services, Inc.Morgan Stanley01-13-2012
Edward Anthony Gennrich Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Edward Leonard Weidman Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Edward Walterhouse, Ryan FarisAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$17508-09-2019
Ellen Claire NaberAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.04-01-2016
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Showing 26 to 50 of 171 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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