Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric A. WoodhouseAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Eric Roger FoxAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.10-30-2015
Fouad Hussein Zeaiter, John Henry HaanAmeriprise Financial Services, Inc.Commonwealth Financial Network07-31-2009
Frank Frederick PatrickAmeriprise Financial Services, Inc.B. Riley Wealth Management$15001-12-2018
Frank Mcnair Sims Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated11-30-2018
Gary Raymond DenisAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Gary Thomas FarthingAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$5009-16-2015
Geoffrey Ellis OrbachAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2013
Glenn Gordon EyreAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Gregory E. GilbertAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Gregory Lee KachnerAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5009-08-2017
Gurveer Singh MannAmeriprise Financial Services, Inc.Signator Investors, Inc.$1003-14-2014
Jack Gary Hendon Jr.Ameriprise Financial Services, Inc.1st Global Capital Corp.12-23-2009
Jaclyn Joann FoxAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.$1010-30-2015
James Charles MackAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
James G CookAmeriprise Financial Services, Inc.UBS Financial Services Inc.02-24-2009
James Glen VanderwallAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
James Michael NovariaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-27-2017
James Novaria, Nick YetterAmeriprise Financial Services, Inc.Wells Fargo Advisors$22204-27-2017
James WalkerAmeriprise Financial Services, Inc.Wells Fargo Advisors$5504-30-2015
Jason Roy KuennenAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.04-01-2016
Jay B. MackenzieAmeriprise Financial Services, Inc.Morgan Stanley06-02-2017
Jay Scott MurrayAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Jaycob Richard WillisAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.07-17-2015
Jeffrey David LynnAmeriprise Financial Services, Inc.Morgan Stanley$5004-17-2014
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Showing 51 to 75 of 171 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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