Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Ralph KingzettAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$1010-05-2009
Jeffrey Raymond LinskaAmeriprise Financial Services, Inc.Capital Analysts$2505-20-2016
Jeffrey S. RushAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.11-10-2015
Jeffrey William NeumannAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC05-18-2018
Jennifer Marella BessenAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.10-26-2017
John George GellaschAmeriprise Financial Services, Inc.B. Riley Wealth Management$5003-29-2018
John Gerald MulkaAmeriprise Financial Services, Inc.VIMA, LLC05-18-2018
John Matthew RolfesAmeriprise Financial Services, Inc.LPL Financial LLC$5004-29-2016
Jon Alan SchaferAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Jon Carter SaboAmeriprise Financial Services, Inc.Chase Investment Services Corp.$20007-24-2012
Jonathan David CitrinAmeriprise Financial Services, Inc.Citringroup07-16-2015
Jonathan Eric HunterAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Jonathan Thomas ReaAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Joseph David BanishAmeriprise Financial Services, Inc.PNC Investments03-10-2017
Keith Patrick HarringtonAmeriprise Financial Services, Inc.UBS Financial Services Inc.$20008-26-2016
Kenneth Alan GassAmeriprise Financial Services, Inc.Waddell & Reed$1003-28-2018
Kenneth Demps, Robert Dennis, Jay MacKenzieAmeriprise Financial Services, Inc.Morgan Stanley$27006-02-2017
Kenneth Edward DempsAmeriprise Financial Services, Inc.Morgan Stanley$25006-02-2017
Kenneth FonteynAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Kenneth Michael OslerAmeriprise Financial Services, Inc.B. Riley Wealth Management10-19-2018
Kyle Anthony TrevinoAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.$1007-17-2015
Lance Charles BakerAmeriprise Financial Services, Inc.Waddell & Reed05-19-2011
Larry Jay GlanzAmeriprise Financial Services, Inc.AXA Advisors, LLC$5004-09-2015
Leland Frank QuinnAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Marc Harold EdwardsAmeriprise Financial Services, Inc.Edward Jones09-02-2011
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Showing 76 to 100 of 171 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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