Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicklaus R SerafiniAmeriprise Financial Services, Inc.PNC Investments06-19-2019
Nicole Ann SabinAmeriprise Financial Services, Inc.Cetera Advisors LLC07-10-2017
Pamela Sue WesleyAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.10-12-2016
Paul Charles DemarkAmeriprise Financial Services, Inc.Morgan Stanley$15003-29-2019
Paul Ellsworth Seals Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Paul Henry HullAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Pedro Luis LlanesAmeriprise Financial Services, Inc.Morgan Stanley10-18-2013
Ralph Timothy AlbersAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Raymond Carl RitterAmeriprise Financial Services, Inc.B. Riley Wealth Management03-29-2018
Rebecca Sue JohnstonAmeriprise Financial Services, Inc.Foothill Securities, Inc.11-12-2013
Regan J. WildaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Robert Bruce ClineAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2511-21-2014
Robert Dennis MossonAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-18-2013
Ronald John HaleyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Ryan Owen WeaverAmeriprise Financial Services, Inc.AXA Advisors, LLC09-12-2014
Ryan Scott WeichmanAmeriprise Financial Services, Inc.Mercer Global Advisors Inc.06-21-2017
Scott Alan HagenbachAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.11-30-2015
Scott D NicholasAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Scott F. HendrieAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Scott M. RzesaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-04-2013
Sharee Mosher BurkelAmeriprise Financial Services, Inc.Sigma Financial Corporation10-27-2014
Shaun Dorr HamptonAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.10-30-2015
Sherrie Ingham, William Turner, Matthew Flynn, Branimir Milosevic, Thomas Seidl, Richard BoschertAmeriprise Financial Services, Inc.Concorde Investment Services$12207-26-2019
Stephen M. HartwigAmeriprise Financial Services, Inc.AXA Advisors, LLC09-18-2017
Steven R. MeyersAmeriprise Financial Services, Inc.Edward Jones02-04-2011
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Showing 126 to 150 of 171 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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