Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Charles GreerAmeriprise Financial Services, Inc.The Huntington Investment Company11-27-2013
Thomas Edward Smith Jr.Ameriprise Financial Services, Inc.Kalos Capital, Inc.03-19-2014
Thomas Maclone GrayAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2017
Timothy DijakAmeriprise Financial Services, Inc.Raymond James$13911-02-2018
Timothy John DijakAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10011-02-2018
Timothy Patrick MantylaAmeriprise Financial Services, Inc.Cetera Advisors LLC07-10-2017
Timothy William MarshallAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Todd Alan CousinoAmeriprise Financial Services, Inc.National Planning Corporation06-30-2017
Todd Alan GreenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Todd Robert HarterAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Traver Scott Tremblay-GoodrichAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Troy Alan NelsonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Troy Douglas HortonAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5006-03-2016
Valerija Erna CastroAmeriprise Financial Services, Inc.Morgan Stanley05-11-2012
Victor PeretiatkoAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Walter S SchramAmeriprise Financial Services, Inc.UBS Financial Services Inc.$15008-25-2017
Wendy Ann Mueller, Judy Lee NashAmeriprise Financial Services, Inc.The Huntington Investment Company06-09-2017
Wendy Lou MitchellAmeriprise Financial Services, Inc.SagePoint Financial, Inc.10-15-2018
William 'Bill' LukeAmeriprise Financial Services, Inc.Wells Fargo Advisors$10204-30-2015
William Christian MuellerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
William Courtney FayAmeriprise Financial Services, Inc.Waddell & Reed$2503-29-2018
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Showing 151 to 171 of 171 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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