Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Thomas RecklingAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC09-11-2020
Ryan Kenneth StevensAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00009-04-2020
Ryan Hilary RileyAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC07-10-2020
James William McLellanAmeriprise Financial Services, LLCCetera Advisors LLC$5005-01-2020
Mark Thomas SchneiderAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$9705-01-2020
Divisha KapurAmeriprise Financial Services, LLCHantz Financial Services, Inc.05-01-2020
Nicholas Paul SchneiderAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5005-01-2020
Alan Blake McLellanAmeriprise Financial Services, LLCCetera Advisors LLC$5005-01-2020
James Curtis Beachum IIIAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2020
Chance Stevens CodaAmeriprise Financial Services, LLCGWN Securities Inc.12-10-2019
Alyssa Nicole ThomasonAmeriprise Financial Services, LLCElevated Performance Investment Group, LLC12-06-2019
Lee Douglas BoskoAmeriprise Financial Services, LLCEdward Jones$5010-01-2019
Craig Stiles Gregory Miller Nathan ClarkAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25609-13-2019
Thomas George TownsendAmeriprise Financial Services, LLCUBS Financial Services Inc.09-13-2019
Gregory Ellis MillerAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Michele Rene MorganAmeriprise Financial Services, LLCUBS Financial Services Inc.09-13-2019
Craig James StilesAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Nathan Ward ClarkAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-13-2019
Benjamin Edward RapanosAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Michael Edward SimmersAmeriprise Financial Services, LLCConcorde Investment Services, LLC09-05-2019
Edward Walterhouse Ryan FarisAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$17508-09-2019
Edward Frederick WalterhouseAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-09-2019
Ryan Frederick FarisAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-09-2019
Douglas Covington OsbornAmeriprise Financial Services, LLCConcorde Investment Services, LLC08-01-2019
Scott David McKinnieAmeriprise Financial Services, LLCRoyal Alliance Associates, Inc.08-01-2019
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Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.