Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Brian CousinoAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Alan Blake McLellanAmeriprise Financial Services, LLCCetera Advisors LLC$5005-01-2020
Albert Abraham SassonAmeriprise Financial Services, LLCUBS Financial Services Inc.$10008-23-2013
Alyssa Nicole ThomasonAmeriprise Financial Services, LLCElevated Performance Investment Group, LLC12-06-2019
Andrey IlyasovAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2018
Anh Ngoc TranAmeriprise Financial Services, LLCUBS Financial Services Inc.08-02-2010
Anthony Michael CaruanaAmeriprise Financial Services, LLCB. Riley Wealth Management03-29-2018
Anthony Thomas RecklingAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC09-11-2020
Ariel Michael KatzAmeriprise Financial Services, LLCEquitable Advisors, LLC04-09-2015
Benjamin Edward RapanosAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Brandon Lee TramperAmeriprise Financial Services, LLCCommonwealth Financial Network07-13-2017
Bruce Michael MeyersAmeriprise Financial Services, LLCHantz Financial Services, Inc.04-07-2015
Bruce Robert Parmenter JrAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25006-15-2010
Catherine J DowlingAmeriprise Financial Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC05-18-2018
Chance Stevens CodaAmeriprise Financial Services, LLCGWN Securities Inc.12-10-2019
Charles Earl MoyerAmeriprise Financial Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5001-16-2015
Charles Vincent BelfioriAmeriprise Financial Services, LLCAffiliated Advisors, Inc.04-11-2014
Chase Michael CarpenterAmeriprise Financial Services, LLCHantz Financial Services, Inc.06-04-2012
Christine Marie BackusAmeriprise Financial Services, LLCUBS Financial Services Inc.09-10-2010
Christopher Scott OhlertAmeriprise Financial Services, LLCWaddell & Reed$1,00012-10-2014
Cindy Lou NegriAmeriprise Financial Services, LLCWells Fargo Investments, LLC08-27-2010
Cory Ryan PreussAmeriprise Financial Services, LLCFidelity Brokerage Services LLC03-10-2014
Craig James StilesAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Craig Stiles Gregory Miller Nathan ClarkAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25609-13-2019
Dale Alan BenderAmeriprise Financial Services, LLCNYLIFE Securities LLC10-16-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.