Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean LynchCUSO Financial Services, L.P.The O.N. Equity Sales Company03-10-2020
Matthew Ray VermillionCUSO Financial Services, L.P.Sigma Financial Corporation11-18-2019
Jeanette Marie KowalCUSO Financial Services, L.P.ProEquities, Inc.10-01-2019
John David ShubertCUSO Financial Services, L.P.Waddell & Reed11-12-2018
Robert Thomas Mcmahon IIICUSO Financial Services, L.P.Global Financial Private Capital, Inc.10-22-2018
Derrel Calvin KentCUSO Financial Services, L.P.J.P. Morgan Securities LLC10-01-2018
Shaun Michael FischerCUSO Financial Services, L.P.MML Investors Services, LLC08-13-2018
Louis Gordon PetruccoCUSO Financial Services, L.P.Citizens Securities, Inc.04-10-2018
Eric Steven GandyCUSO Financial Services, L.P.J.P. Morgan Securities LLC01-22-2018
Kara Michele HarmsenCUSO Financial Services, L.P.LPL Financial LLC06-05-2017
Jodie Elise WilsonCUSO Financial Services, L.P.PFS Investments Inc.03-06-2017
James M. TietemaCUSO Financial Services, L.P.Ameriprise Financial Services, LLC02-01-2017
Matthew Paul CottonCUSO Financial Services, L.P.Cetera Advisor Networks LLC01-09-2017
Jeffrey James ClementsCUSO Financial Services, L.P.Fusion Capital Management07-11-2016
Benton John MillerCUSO Financial Services, L.P.J.P. Morgan Securities LLC05-01-2015
Aman Ullah AwanCUSO Financial Services, L.P.Fifth Third Securities, Inc.02-04-2014
David Lape BallantyneCUSO Financial Services, L.P.Key Investment Services LLC10-22-2013
Andrew Vito ManiaciCUSO Financial Services, L.P.Sigma Financial Corporation10-16-2013
Patrick Charles MaherCUSO Financial Services, L.P.J.P. Morgan Securities LLC$107-08-2013
John William McKissickCUSO Financial Services, L.P.Fifth Third Securities, Inc.$2506-04-2012
William Hal BoumaCUSO Financial Services, L.P.Fifth Third Securities, Inc.04-11-2012
Craig A. ShipmanCUSO Financial Services, L.P.TIAA-CREF Individual & Institutional Services, LLC04-18-2011
Michael Dean SmeengeCUSO Financial Services, L.P.Infinex Investments, Inc.$1004-18-2011
Michael Jon NagelvoortCUSO Financial Services, L.P.Infinex Investments, Inc.09-01-2009
Brad Allen WoodsCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC01-06-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.