Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Patrick HarrieCambridge Investment Research, Inc.Cetera Investment Services LLC09-14-2020
Brett R BurzaCambridge Investment Research, Inc.Raymond James & Associates, Inc.09-03-2020
Matthew M KleczynskiCambridge Investment Research, Inc.Securities Service Network, LLC$2508-17-2020
Richard Alan IrishCambridge Investment Research, Inc.LPL Financial LLC$2707-22-2020
Gary Russell Brown JrCambridge Investment Research, Inc.PNC Investments06-29-2020
David Allen KoetjeCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2502-18-2020
Joshua David KoetjeCambridge Investment Research, Inc.Voya Financial Advisors, Inc.02-18-2020
Peter M BradenCambridge Investment Research, Inc.Morgan Stanley$2501-27-2020
Richard E HeydenberkCambridge Investment Research, Inc.MML Investors Services, LLC01-02-2020
Brian James GuilleryCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
David Robert Chevalier JrCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Mark Lawrence SmithCambridge Investment Research, Inc.Securities America, Inc.$5008-15-2019
Jason Thomas ArbetterCambridge Investment Research, Inc.Securities America, Inc.08-15-2019
Michael Peter SchlegelCambridge Investment Research, Inc.Waddell & Reed$5008-01-2019
Mark Robert VandenbrandenCambridge Investment Research, Inc.Innovation Partners LLC07-18-2019
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, LLC06-12-2019
Stacy Lynn RobinsonCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.05-07-2019
Steven Patrick DAlessandroCambridge Investment Research, Inc.Nationwide Securities, LLC05-07-2019
Joyce Anora WardwellCambridge Investment Research, Inc.J.P. Morgan Securities LLC04-22-2019
Todd Aaron SterlingCambridge Investment Research, Inc.Waddell & Reed02-22-2019
Michael Stanley McCauley JrCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5002-04-2019
Todd Alan ArnerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5002-01-2019
Nathan James BreidingerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.02-01-2019
Mitchell Donald ArnerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.02-01-2019
Stephen John NiezgodaCambridge Investment Research, Inc.LPL Financial LLC11-16-2018
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.