Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Patrick D'AlessandroCambridge Investment Research, Inc.Nationwide Securities, LLC05-07-2019
Joyce Anora WardwellCambridge Investment Research, Inc.J.P. Morgan Securities LLC$104-22-2019
Todd Aaron SterlingCambridge Investment Research, Inc.Waddell & Reed$102-22-2019
Stephen John NiezgodaCambridge Investment Research, Inc.LPL Financial LLC$2511-16-2018
Edward John Maedel IICambridge Investment Research, Inc.Sigma Financial Corporation07-09-2018
Joshua Jon BeitelCambridge Investment Research, Inc.Cetera Investment Services LLC05-15-2018
Jeanne Suzanne GerstCambridge Investment Research, Inc.INVEST Financial Corporation$103-05-2018
Christopher P NickelCambridge Investment Research, Inc.SII Investments, Inc.$5012-01-2017
Larry Alan MengerinkCambridge Investment Research, Inc.SII Investments, Inc.12-01-2017
Thomas Edward KrautCambridge Investment Research, Inc.SII Investments, Inc.$111-17-2017
Jeffrey Curtis BrindleyCambridge Investment Research, Inc.Waddell & Reed10-23-2017
Anthony Guido LaroccaCambridge Investment Research, Inc.National Planning Corporation$2510-16-2017
James Michael TaegelCambridge Investment Research, Inc.National Planning Corporation10-16-2017
Kelly Lynn BoydCambridge Investment Research, Inc.National Planning Corporation10-05-2017
Scott Cameron RooneyCambridge Investment Research, Inc.National Planning Corporation10-05-2017
Brad Allen WoodsCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.$5009-27-2017
Brian Paul SpitzleyCambridge Investment Research, Inc.NYLIFE Securities LLC$1309-01-2017
Alexander Seiji PotterCambridge Investment Research, Inc.MML Investors Services, LLC08-08-2017
William Joseph DoluntCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.$5008-04-2017
Matthew J. ListonCambridge Investment Research, Inc.Edward Jones07-11-2017
Arthur Martinez MojaresCambridge Investment Research, Inc.Sigma Financial Corporation$1006-30-2017
Mark Wallace SmithCambridge Investment Research, Inc.Regulus Advisors, LLC06-01-2017
Brian Scott DudaCambridge Investment Research, Inc.MML Investors Services, LLC$5005-09-2017
David B GrafCambridge Investment Research, Inc.MML Investors Services, LLC$1505-08-2017
Thomas Leonard BraciakCambridge Investment Research, Inc.MML Investors Services, LLC$102-06-2017
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Showing 1 to 25 of 101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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