Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curt Manfred HappoldCambridge Investment Research, Inc.Allstate Financial Services, LLC01-10-2013
Dewey Alan EngelsmaCambridge Investment Research, Inc.American Portfolios Financial Services, Inc.12-16-2014
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Wilfred Joseph Brockman Jr.Cambridge Investment Research, Inc.B. Riley Wealth Management12-17-2010
Marie Sharon EverittCambridge Investment Research, Inc.Cetera Advisors LLC$1001-07-2013
Mitchell Ellwood WyzgowskiCambridge Investment Research, Inc.Cetera Advisors LLC$1002-02-2010
Brent Edward ShimmanCambridge Investment Research, Inc.Cetera Advisors LLC$2501-08-2010
Frank Joseph DobnikarCambridge Investment Research, Inc.Cetera Advisors LLC$2501-08-2010
Joshua Jon BeitelCambridge Investment Research, Inc.Cetera Investment Services LLC05-15-2018
Archie Abel Blood Jr.Cambridge Investment Research, Inc.CFD Investments, Inc.$2506-01-2011
John Thomas VandenbergCambridge Investment Research, Inc.Commonwealth Financial Network01-17-2017
Brad Allen WoodsCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.$5009-27-2017
Steven A. AdamsCambridge Investment Research, Inc.Edward Jones02-02-2015
Stacy Lee FooteCambridge Investment Research, Inc.Edward Jones11-21-2013
Matthew Thomas GolbaCambridge Investment Research, Inc.Edward Jones01-23-2012
Erik Anthony SmithCambridge Investment Research, Inc.Edward Jones07-01-2011
Anita Louise RitterCambridge Investment Research, Inc.Edward Jones$1005-05-2011
Harrison Michael KennardCambridge Investment Research, Inc.Edward Jones05-03-2010
Jason Lee SmithCambridge Investment Research, Inc.Financial Telesis Inc$15008-13-2014
Emily Clark BowenCambridge Investment Research, Inc.Financial West Group$10001-02-2014
David Robert NewbillCambridge Investment Research, Inc.First Allied Securities, Inc.$1009-16-2014
Brian Matthew GormanCambridge Investment Research, Inc.First Heartland Capital, Inc.$10009-16-2013
Brian James GuilleryCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
David Robert Chevalier Jr.Cambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
David Robert Chevalier Jr.Cambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Next Page »

Showing 1 to 25 of 95 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.