Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Robert Chevalier Jr.Cambridge Investment Research, Inc.FSC Securities Corporation$25010-04-2019
Brian James GuilleryCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Mark Lawrence SmithCambridge Investment Research, Inc.Securities America, Inc.$50008-15-2019
Jason Thomas ArbetterCambridge Investment Research, Inc.Securities America, Inc.08-15-2019
Michael Peter SchlegelCambridge Investment Research, Inc.Waddell & Reed$50008-01-2019
Mark Robert VandenbrandenCambridge Investment Research, Inc.Innovation Partners LLC07-18-2019
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Steven Patrick D'AlessandroCambridge Investment Research, Inc.Nationwide Securities, LLC05-07-2019
Joyce Anora WardwellCambridge Investment Research, Inc.J.P. Morgan Securities LLC$10004-22-2019
Max Nicholas KramerCambridge Investment Research, Inc.Gradient Securities, LLC04-02-2019
Todd Aaron SterlingCambridge Investment Research, Inc.Waddell & Reed$10002-22-2019
Michael Stanley McCauley Jr.Cambridge Investment Research, Inc.Cetera Advisor Networks LLC$50002-04-2019
Nathan James BreidingerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$10002-01-2019
Todd Alan ArnerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$50002-01-2019
Mitchell Donald ArnerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.02-01-2019
Stephen John NiezgodaCambridge Investment Research, Inc.LPL Financial LLC$25011-16-2018
Mitchell Ernest Bonnett Jr.Cambridge Investment Research, Inc.LPL Financial LLC$10008-31-2018
Sharon Lynn VianoCambridge Investment Research, Inc.LPL Financial LLC$50008-31-2018
Emad Brian MosallamCambridge Investment Research, Inc.AXA Advisors, LLC08-21-2018
Edward J. Maedel LlCambridge Investment Research, Inc.Sigma Financial Corporation07-09-2018
Craig Allen LeppienCambridge Investment Research, Inc.Cetera Investment Services LLC$50005-15-2018
Joshua Jon BeitelCambridge Investment Research, Inc.Cetera Investment Services LLC05-15-2018
Jeanne Suzanne GerstCambridge Investment Research, Inc.INVEST Financial Corporation$50003-05-2018
Robert Gerald LorenteCambridge Investment Research, Inc.Concorde Investment Services, LLC01-10-2018
Donald H Hunt IICambridge Investment Research, Inc.Thrivent Investment Management Inc.01-02-2018
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Showing 1 to 25 of 135 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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