Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Cabot ParkerCambridge Investment Research, Inc.Mutual Service Corporation$5008-13-2009
Jennifer Grace MitchellCambridge Investment Research, Inc.Mutual Service Corporation08-20-2009
Harry Dennis GuentherCambridge Investment Research, Inc.Mutual Service Corporation08-24-2009
Loren Christopher RexCambridge Investment Research, Inc.Kestra Investment Services, LLC10-30-2009
Edwin Lyle MarinoCambridge Investment Research, Inc.Park Avenue Securities LLC11-05-2009
Brent Edward ShimmanCambridge Investment Research, Inc.Cetera Advisors LLC$2501-08-2010
Frank Joseph DobnikarCambridge Investment Research, Inc.Cetera Advisors LLC$2501-08-2010
Mitchell Ellwood WyzgowskiCambridge Investment Research, Inc.Cetera Advisors LLC$1002-02-2010
Harrison Michael KennardCambridge Investment Research, Inc.Edward Jones05-03-2010
Tami Gay Jarrett-PlummerCambridge Investment Research, Inc.WFG Investments, Inc.08-16-2010
Robert Bruce BurnsCambridge Investment Research, Inc.Next Financial Group, Inc.11-17-2010
Charles Edward ArcherCambridge Investment Research, Inc.Next Financial Group, Inc.12-03-2010
Wilfred Joseph Brockman Jr.Cambridge Investment Research, Inc.B. Riley Wealth Management12-17-2010
Shanyn Kay StewartCambridge Investment Research, Inc.Next Financial Group, Inc.$2503-01-2011
Bradley David FathCambridge Investment Research, Inc.MML Investors Services, LLC$1004-26-2011
Todd Kenneth CsernaiCambridge Investment Research, Inc.MML Investors Services, LLC04-26-2011
Thomas Michael TaciaCambridge Investment Research, Inc.MML Investors Services, LLC04-26-2011
Anita Louise RitterCambridge Investment Research, Inc.Edward Jones$1005-05-2011
Archie Abel Blood Jr.Cambridge Investment Research, Inc.CFD Investments, Inc.$2506-01-2011
Erik Anthony SmithCambridge Investment Research, Inc.Edward Jones07-01-2011
Susan Lynn VollmerCambridge Investment Research, Inc.Rehmann Financial10-21-2011
Matthew Thomas GolbaCambridge Investment Research, Inc.Edward Jones01-23-2012
Philip J. KehoeCambridge Investment Research, Inc.Pruco Securities, LLC.08-21-2012
Marie Sharon EverittCambridge Investment Research, Inc.Cetera Advisors LLC$1001-07-2013
Curt Manfred HappoldCambridge Investment Research, Inc.Allstate Financial Services, LLC01-10-2013
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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