Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jody W. MyersChase Investment Services Corp.PNC Investments08-27-2012
Antonio Denard JeffersonChase Investment Services Corp.PNC Investments06-25-2012
Jason James MurphyChase Investment Services Corp.Citizens Securities, Inc.06-01-2012
Nicole Renee WestropeChase Investment Services Corp.Chase Investment Services Corp.05-07-2012
Curt Allen GreenChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2012
Carrie Renea CurnowChase Investment Services Corp.The Huntington Investment Company02-24-2012
Nicholas Jay ThomasChase Investment Services Corp.Fifth Third Securities, Inc.11-01-2011
Matthew J. StewartChase Investment Services Corp.Edward Jones11-01-2011
Frank James FranklinChase Investment Services Corp.Morgan Stanley10-11-2011
Timothy L. ParkerChase Investment Services Corp.USAA Financial Advisors, Inc.09-01-2011
Sheri Lynn TurekChase Investment Services Corp.Cetera Investment Services LLC$2508-01-2011
Leah Michele ArnoldChase Investment Services Corp.PNC Investments08-01-2011
David Alan Van Der KlokChase Investment Services Corp.Edward Jones08-01-2011
Daniel B. MaidlowChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2011
Michael C. BurrowsChase Investment Services Corp.Edward Jones06-30-2011
Morgan Lee MudgeChase Investment Services Corp.PNC Investments06-01-2011
Sean T. JohnsonChase Investment Services Corp.Fifth Third Securities, Inc.$1006-01-2011
Kurtis Wade AbrahamChase Investment Services Corp.Edward Jones06-01-2011
Douglas Jay HowardChase Investment Services Corp.PFS Investments Inc.05-23-2011
Gahl Mike ReiterChase Investment Services Corp.PFS Investments Inc.04-29-2011
Loren David Cunnington Jr.Chase Investment Services Corp.Edward Jones03-31-2011
Wendy Lee WelbaumChase Investment Services Corp.Pruco Securities, LLC.03-28-2011
Joseph M. PloszewskiChase Investment Services Corp.PNC Investments03-21-2011
Michael Howard LaloneChase Investment Services Corp.Securities America, Inc.03-21-2011
Robert M. BallardChase Investment Services Corp.NYLIFE Securities LLC03-21-2011
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.