Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jody Wayne MyersChase Investment Services Corp.PNC Investments08-27-2012
Antonio Denard JeffersonChase Investment Services Corp.PNC Investments06-25-2012
Jason James MurphyChase Investment Services Corp.Citizens Securities, Inc.06-01-2012
Curt Allen GreenChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2012
Carrie Renea CurnowChase Investment Services Corp.The Huntington Investment Company02-24-2012
Matthew John StewartChase Investment Services Corp.Edward Jones11-01-2011
Nicholas Jay ThomasChase Investment Services Corp.Fifth Third Securities, Inc.11-01-2011
Frank James FranklinChase Investment Services Corp.Morgan Stanley10-11-2011
Timothy L ParkerChase Investment Services Corp.USAA Financial Advisors, Inc.09-01-2011
David Alan Van Der KlokChase Investment Services Corp.Edward Jones08-01-2011
Leah Michele ArnoldChase Investment Services Corp.PNC Investments08-01-2011
Sheri Lynn TurekChase Investment Services Corp.Cetera Investment Services LLC08-01-2011
Daniel B MaidlowChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2011
Michael C BurrowsChase Investment Services Corp.Edward Jones06-30-2011
Kurtis Wade AbrahamChase Investment Services Corp.Edward Jones06-01-2011
Morgan Lee MudgeChase Investment Services Corp.PNC Investments06-01-2011
Sean T JohnsonChase Investment Services Corp.Fifth Third Securities, Inc.06-01-2011
Douglas Jay HowardChase Investment Services Corp.PFS Investments Inc.05-23-2011
Gahl Mike ReiterChase Investment Services Corp.PFS Investments Inc.04-29-2011
Loren David Cunnington Jr.Chase Investment Services Corp.Edward Jones03-31-2011
Wendy Lee WelbaumChase Investment Services Corp.Pruco Securities, LLC.03-28-2011
Joseph M PloszewskiChase Investment Services Corp.PNC Investments03-21-2011
Michael Howard LaloneChase Investment Services Corp.Securities America, Inc.03-21-2011
Robert M BallardChase Investment Services Corp.NYLIFE Securities LLC03-21-2011
Justin Duane BlevinsChase Investment Services Corp.Waddell & Reed03-15-2011
Next Page »

Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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