Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Michael HolmesCitizens Securities, Inc.Morgan Stanley03-19-2019
Jaclyn M MullicaCitizens Securities, Inc.PNC Investments02-27-2019
Marcella Ann EvansCitizens Securities, Inc.HD Vest Investment Services$112-18-2018
Anthony Paul TucciniCitizens Securities, Inc.PNC Investments10-23-2018
Youssef HodrojCitizens Securities, Inc.J.P. Morgan Securities LLC05-10-2018
Lewis Marlin RoweCitizens Securities, Inc.The Huntington Investment Company04-25-2018
Daniel Richard DakroubCitizens Securities, Inc.Fifth Third Securities, Inc.04-20-2018
Erik D. KentCitizens Securities, Inc.Scottrade, Inc.03-29-2018
Vanessa S ScottCitizens Securities, Inc.J.P. Morgan Securities LLC03-26-2018
Andrew Richard DusenburyCitizens Securities, Inc.J.P. Morgan Securities LLC03-22-2018
Jacqueline Thuyle TranCitizens Securities, Inc.Infinex Investments, Inc.$2503-01-2018
Michael Frederick SalahCitizens Securities, Inc.Sigma Financial Corporation$111-21-2017
Delmar Owen MooreCitizens Securities, Inc.Securian Financial Services, Inc.10-26-2017
Louis Gordon PetruccoCitizens Securities, Inc.Securian Financial Services, Inc.10-20-2017
James Matthew TafelskiCitizens Securities, Inc.Fifth Third Securities, Inc.$5009-01-2017
Michael David PominvilleCitizens Securities, Inc.PNC Investments06-21-2017
Justin Vincent MunteanCitizens Securities, Inc.Schechter Investment Advisors, LLC06-09-2017
Mark William JannottCitizens Securities, Inc.Infinex Investments, Inc.04-06-2017
Jeffrey John VotrubaCitizens Securities, Inc.Fifth Third Securities, Inc.03-03-2017
Teal Rose ChristoffersenCitizens Securities, Inc.Foresters Financial Services, Inc.11-22-2016
Steven M ReausoCitizens Securities, Inc.Oppenheimer & Co. Inc.11-01-2016
James Harrison WaughCitizens Securities, Inc.LPL Financial LLC10-05-2016
Dawn L TibbolesCitizens Securities, Inc.LPL Financial LLC09-29-2016
Beth Jannette BrooksCitizens Securities, Inc.J.P. Morgan Securities LLC09-28-2016
Christina Marie PaguraCitizens Securities, Inc.Nationwide Securities, LLC08-03-2016
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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