Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron L ParchemComerica SecuritiesNorthwestern Mutual Investment Services, LLC11-30-2015
Bradley Ryan BastionComerica SecuritiesJ.P. Morgan Securities LLC10-28-2015
Brandon David McCauleyComerica SecuritiesHantz Financial Services, Inc.11-16-2015
Brennan Vincent KrengelComerica SecuritiesOsiwala & Associates Strategic Investment Services, Inc$2506-01-2015
Christopher T. BuzzellComerica SecuritiesCetera Investment Services LLC06-08-2017
Debra Delgiudice HanafordComerica SecuritiesRaymond James & Associates, Inc.06-01-2017
Gregory Phillip RowComerica SecuritiesEdward Jones06-15-2015
John Joseph MoradComerica SecuritiesCoreCap Investments, Inc.11-29-2013
John William LoftusComerica SecuritiesMetLife Securities Inc.06-30-2015
Keith Allen UhlerComerica SecuritiesMorgan Stanley05-16-2011
Kristofer Robert SzteinComerica SecuritiesUBS Financial Services Inc.03-13-2019
Mary Kathleen NicholsComerica SecuritiesPNC Investments04-10-2015
Michael R. SerraComerica SecuritiesNorthern Trust Securities, Inc.11-09-2010
Miguel R. WodkowskiComerica SecuritiesPNC Investments$15011-05-2018
Sammy Hassan AmineComerica SecuritiesMorgan Stanley06-01-2015
Scott David AndersonComerica SecuritiesMorgan Stanley$1009-09-2016
Steven Mark PomavilleComerica SecuritiesTIAA-CREF Individual & Institutional Services, LLC$10001-12-2016

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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