Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Randall MartinusCommonwealth Financial NetworkNYLIFE Securities LLC07-24-2020
David Rohdin PeerboomCommonwealth Financial NetworkNYLIFE Securities LLC07-24-2020
Robin Marie TyrrellCommonwealth Financial NetworkLifecycle Financial Planners Inc.07-02-2020
Robert J Moore Justin M Williamson Jeffrey R SteeleCommonwealth Financial NetworkMML Investors Services, LLC$22011-07-2019
Jeffrey Robert SteeleCommonwealth Financial NetworkMML Investors Services, LLC11-07-2019
Justin Matthew WilliamsonCommonwealth Financial NetworkMML Investors Services, LLC11-07-2019
Robert John-Ulrich MooreCommonwealth Financial NetworkMML Investors Services, LLC$2511-07-2019
Michael Curtiss NummerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$6303-14-2019
Dominic Edward BenettiCommonwealth Financial NetworkRaymond James Financial Services, Inc.02-22-2019
Christopher Thomas SauveCommonwealth Financial NetworkAdvantage Investment Management, LLC$1002-22-2019
Kevin William MurphyCommonwealth Financial NetworkLPL Financial LLC02-19-2019
Tyler Michael BuitenwerfCommonwealth Financial NetworkWaddell & Reed02-13-2019
Dennis Alan AsaroCommonwealth Financial NetworkAmeriprise Financial Services, LLC09-14-2018
Michael Sean DuganCommonwealth Financial NetworkAmeriprise Financial Services, LLC$1009-14-2018
Douglas Michael NewportCommonwealth Financial NetworkFifth Third Securities, Inc.06-14-2018
Ryan John BalksCommonwealth Financial NetworkSignator Investors, Inc.06-05-2018
Michelle Laura LafuenteCommonwealth Financial NetworkLPL Financial LLC05-15-2018
Anthony Ernest LajeunesseCommonwealth Financial NetworkLPL Financial LLC05-15-2018
Erin Michelle WozniakCommonwealth Financial NetworkAdvantage Investment Management, LLC$1,00005-15-2018
William J FergusonCommonwealth Financial NetworkEquitable Advisors, LLC$2504-20-2018
Tony LaJeunesse Michelle LaFuente Erin WozniakCommonwealth Financial NetworkLPL Financial LLC$18003-15-2018
Steven James GroganCommonwealth Financial NetworkSignator Investors, Inc.02-02-2018
Roman Orest BatschynskyCommonwealth Financial NetworkNational Planning Corporation10-27-2017
Mark YatrosCommonwealth Financial NetworkAmeriprise Financial Services, LLC$11504-21-2017
Mark John YatrosCommonwealth Financial NetworkAmeriprise Financial Services, LLC$10004-21-2017
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.