Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Marie DowlingCommonwealth Financial NetworkAdvance Capital Services, Inc.10-18-2013
Amy Sue TravisCommonwealth Financial NetworkRaymond James & Associates, Inc.01-19-2018
Andrew John BrownCommonwealth Financial NetworkMML Investors Services, LLC04-25-2014
Anthony Ernest LajeunesseCommonwealth Financial NetworkLPL Financial LLC$2505-15-2018
Ashley E. BosleyCommonwealth Financial NetworkJ.P. Morgan Securities LLC11-25-2019
Brett David DoddsCommonwealth Financial NetworkAmeriprise Financial Services, LLC$1010-31-2014
Carol Ann StatonCommonwealth Financial NetworkPrincipal Securities, Inc.$2503-18-2015
Christopher Thomas SauveCommonwealth Financial NetworkAdvantage Investment Management, LLC$1002-22-2019
Clint Sterling MyersCommonwealth Financial NetworkMetLife Securities Inc.12-04-2015
Daniel Davin LabarCommonwealth Financial NetworkLPL Financial LLC06-08-2015
Dennis Alan AsaroCommonwealth Financial NetworkAmeriprise Financial Services, LLC09-14-2018
Dominic Edward BenettiCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-22-2019
Douglas James LabarCommonwealth Financial NetworkLPL Financial LLC$5006-08-2015
Douglas Michael NewportCommonwealth Financial NetworkFifth Third Securities, Inc.06-14-2018
Dustin S. OsborneCommonwealth Financial NetworkAXA Advisors, LLC02-24-2017
Erin Michelle WozniakCommonwealth Financial NetworkAdvantage Investment Management, LLC$1,00005-15-2018
Jaakko L. KaskoCommonwealth Financial NetworkAmeriprise Financial Services, LLC03-29-2016
Jeffrey Robert SteeleCommonwealth Financial NetworkMML Investors Services, LLC11-07-2019
Johnny Martinez Jr.Commonwealth Financial NetworkCitigroup Global Markets Inc.05-01-2009
Justin Matthew WilliamsonCommonwealth Financial NetworkMML Investors Services, LLC11-07-2019
Justin Neil HuttCommonwealth Financial NetworkAXA Advisors, LLC$2602-24-2017
Kevin William MurphyCommonwealth Financial NetworkLPL Financial LLC02-19-2019
Laura Christine RandallCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC08-14-2012
Lina Commisso BowmanCommonwealth Financial NetworkSigma Financial Corporation$2512-09-2013
Mark John YatrosCommonwealth Financial NetworkAmeriprise Financial Services, LLC$6304-21-2017
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.