Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rikki Jr Foster IIConcorde Investment Services, LLCBerthel, Fisher & Company Financial Services, Inc.02-19-2019
Santo Lawrence BlumkeConcorde Investment Services, LLCSpire Securities, LLC01-11-2019
Michael Edward SimmersConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Sherrie Lynn InghamConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Thomas Farmer SeidlConcorde Investment Services, LLCL.M. Kohn & Company$2208-31-2018
Dainforth Baker French Jr.Concorde Investment Services, LLCL.M. Kohn & Company08-23-2018
Douglas Ian ZackConcorde Investment Services, LLCL.M. Kohn & Company$1008-23-2018
Matthew Todd FlynnConcorde Investment Services, LLCL.M. Kohn & Company08-22-2018
Richard Wesley BoschertConcorde Investment Services, LLCL.M. Kohn & Company$108-22-2018
David Michael EurtonConcorde Investment Services, LLCFirst Allied Securities, Inc.11-08-2017
Alan Alfred CerroConcorde Investment Services, LLCAmeritas Investment Corp.10-31-2017
Gary Lane GloverConcorde Investment Services, LLCSA Stone Wealth Management Inc.$101-05-2016
Maria Elizabeth BongiovanniConcorde Investment Services, LLCGradient Securities, LLC05-08-2015
Jason Wayne BairdConcorde Investment Services, LLCGradient Securities, LLC05-07-2015
William Anthony ThomasConcorde Investment Services, LLCGradient Securities, LLC05-07-2015
Rebecca Cerrone FreemanConcorde Investment Services, LLCM Holdings Securities, Inc.$2501-09-2015
Meredith Ann MccutchenConcorde Investment Services, LLCBerthel, Fisher & Company Financial Services, Inc.01-02-2015
Joseph Thomas WiegandConcorde Investment Services, LLCAmerican Portfolios Advisors, Inc$108-01-2014
Keith Christian LaymanConcorde Investment Services, LLCAmerican Portfolios Financial Services, Inc.$2508-01-2014
William Earl LaymanConcorde Investment Services, LLCAmerican Portfolios Financial Services, Inc.08-01-2014
Robert Gerald LorenteConcorde Investment Services, LLCNorthStar Financial Partners, Inc.02-12-2014
Thomas Ronald OpsahlConcorde Investment Services, LLCIndependent Financial Group, LLC01-30-2014
Michele Faye BoyerConcorde Investment Services, LLCJ.P. Turner & Company, L.L.C.01-17-2014
William Francis WalshConcorde Investment Services, LLCNorthStar Financial Partners, Inc.12-09-2013
Robin Larae EdgarConcorde Investment Services, LLCSecurities America, Inc.$5012-02-2013
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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