Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Louis Thomas DeleguardiaEdward JonesFifth Third Securities, Inc.07-06-2009
Samieh Michael EmiahEdward JonesFifth Third Securities, Inc.02-05-2010
Bryan Blaine KadingEdward JonesLincoln Financial Distributors, Inc.10-29-2010
Kim Colette MacgregorEdward JonesPNC Investments12-06-2010
Benjamin Edward HoggEdward JonesChase Investment Services Corp.03-07-2011
Maureen M. ElliottEdward JonesKey Investment Services LLC04-29-2011
Marc Thomas VansolkemaEdward JonesChase Investment Services Corp.$1011-04-2011
Brandy Nichole EgglestonEdward JonesPNC Investments06-29-2012
Christopher Robert RiesgrafEdward JonesRBC Capital Markets, LLC06-09-2014
Mary Kay M. ZoulekEdward JonesMML Distributors, LLC03-02-2015
Dennis James TaylorEdward JonesMorgan Stanley$2504-20-2015
Adam Michael ThielEdward JonesMorgan Stanley06-29-2015
Nicole Faith NarkusEdward JonesHantz Financial Services, Inc.08-10-2015
James Gregory MickensEdward JonesNorthwestern Mutual Investment Services, LLC09-02-2015
John S. SeculoffEdward JonesThe Mutual Fund Store03-04-2016
Shayne Hope AtwoodEdward JonesWaddell & Reed05-31-2016
Jason Andrew VogelEdward JonesMorgan Stanley07-22-2016
Timothy FliamEdward JonesCetera Advisor Networks LLC07-26-2017
Steven Lee TownsendEdward JonesFifth Third Securities, Inc.$5008-01-2017
Benjamin J. KragtEdward JonesAmeriprise Financial Services, Inc.09-15-2017
Andrew Robert CoveEdward JonesCetera Investment Services LLC$5009-29-2017
Jeffrey Thomas DomenicoEdward JonesPNC Investments10-06-2017
Margeline Gwynne TrippEdward JonesPruco Securities, LLC.09-14-2018
Mark Michael FryeEdward JonesSpire Securities, LLC02-01-2019
Robert Luke Noble Jr.Edward JonesAMDG Financial03-29-2019
Next Page »

Showing 1 to 25 of 30 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.