Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew S. SaltzgaberFSC Securities CorporationLPL Financial LLC06-29-2018
Loyd Benjamin WellmanFSC Securities CorporationGreat Lakes Wealth, LLC04-04-2018
Kelsey WhelanFSC Securities CorporationNational Planning Corporation03-28-2017
Matthew K. BrandFSC Securities CorporationLPL Financial LLC01-11-2017
Adam Philip ChambersFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2013
Cheri Ann BarfellFSC Securities CorporationLPL Financial LLC05-10-2013
Brian James GuilleryFSC Securities CorporationLPL Financial LLC01-31-2011
Michael David ThomasFSC Securities CorporationVoya Financial Advisors, Inc.11-08-2010
Dale Lavern YoderFSC Securities CorporationRaymond James Financial Services, Inc.01-05-2010
David Robert Chevalier Jr.FSC Securities CorporationGreat American Advisors, Inc.05-21-2009
Tal John DiekvossFSC Securities CorporationSeidman Private Securities LLC04-21-2009
Paul Leo StanleyFSC Securities CorporationWestminster Financial Securities, Inc.$2504-11-2019
Thomas Gerard KalisFSC Securities CorporationRaymond James & Associates, Inc.$60003-23-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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