Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Owen GreenFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2020
Andrew Joseph SettecerriFidelity Brokerage Services LLCIntegrated Capital Management08-03-2020
Robin Simone SpencerFidelity Brokerage Services LLCPruco Securities, LLC.$15007-08-2020
Bradford S Rowe IIFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC07-07-2020
John L ArmstrongFidelity Brokerage Services LLCCharles Schwab & Co., Inc.07-06-2020
David Stuart Harden IIFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2020
Christy Sue MantheiFidelity Brokerage Services LLCBankers Life Securities, Inc.06-26-2020
Mark ZywiolFidelity Brokerage Services LLCRaymond James & Associates, Inc.06-16-2020
David Wayne EdwardsFidelity Brokerage Services LLCTD Ameritrade, Inc.05-20-2020
Justin Michael MohrFidelity Brokerage Services LLCInfinex Investments, Inc.04-03-2020
Ambrosina Annette BaskettFidelity Brokerage Services LLCSigma Financial Corporation03-23-2020
Matthew GarofaloFidelity Brokerage Services LLCUBS Financial Services Inc.03-17-2020
Jonathan Loren BalsavichFidelity Brokerage Services LLCEdward Jones10-23-2019
Shadi Elias MaasriFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Andrew David GizinskiFidelity Brokerage Services LLCJ.P. Morgan Securities LLC04-09-2019
Peggy-Sue Marie McNierFidelity Brokerage Services LLCCharles Schwab & Co., Inc.01-18-2019
Ted Graham Campbell JrFidelity Brokerage Services LLCTD Ameritrade, Inc.01-14-2019
Gabrielle Simone DAngeloFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2018
Cody M TaymoreFidelity Brokerage Services LLCSignator Investors, Inc.09-17-2018
Nick E NaborsFidelity Brokerage Services LLCRaymond James & Associates, Inc.07-18-2018
Samantha Renee WilkerFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2017
Jamar Armond BakerFidelity Brokerage Services LLCEdward Jones11-11-2016
Michael Steven WhitedFidelity Brokerage Services LLCGWFS Equities, Inc.07-10-2015
Giuseppe Giovanni LeoneFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2015
John Matthew ReyesFidelity Brokerage Services LLCJ.P. Morgan Securities LLC03-30-2015
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.