Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ambrosina Annette BaskettFidelity Brokerage Services LLCSigma Financial Corporation03-23-2020
Andrew David GizinskiFidelity Brokerage Services LLCJ.P. Morgan Securities LLC04-09-2019
Andrew Joseph SettecerriFidelity Brokerage Services LLCIntegrated Capital Management08-03-2020
Anthony Phillip LambertFidelity Brokerage Services LLCE*TRADE Capital Management, LLC05-06-2013
Brad Nathaniel RohdeFidelity Brokerage Services LLCWaddell & Reed02-04-2015
Bradford S Rowe IIFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC07-07-2020
Bradley James SurmanFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Brenda Diana ReidFidelity Brokerage Services LLCRaymond James & Associates, Inc.06-04-2014
Chet Michael OrtmanFidelity Brokerage Services LLCP.J. Robb Variable Corporation01-12-2015
Christine MarshallFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2014
Christy Sue MantheiFidelity Brokerage Services LLCBankers Life Securities, Inc.06-26-2020
Cody M TaymoreFidelity Brokerage Services LLCSignator Investors, Inc.09-17-2018
Cortez Desean Robinson-StarksFidelity Brokerage Services LLCJ.P. Morgan Securities LLC08-01-2014
Daniel Allen KeithFidelity Brokerage Services LLCMorgan Stanley03-30-2015
David Stuart Harden IIFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2020
David Wayne EdwardsFidelity Brokerage Services LLCTD Ameritrade, Inc.05-20-2020
Daylen Robert DyeFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2012
Emily Ann DestrampeFidelity Brokerage Services LLCLPL Financial LLC09-24-2013
Enmar AlayoubiFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2014
Gabrielle Simone DAngeloFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2018
Giuseppe Giovanni LeoneFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2015
Jamar Armond BakerFidelity Brokerage Services LLCEdward Jones11-11-2016
Jeff David HoagFidelity Brokerage Services LLCChase Investment Services Corp.07-18-2011
Jeffrey M HaefnerFidelity Brokerage Services LLCJ.P. Morgan Securities LLC11-21-2014
Jeremy Thomas JonesFidelity Brokerage Services LLCCetera Investment Services LLC$2509-22-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.