Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sonia Claire HartlFifth Third Securities, Inc.J.P. Morgan Securities LLC02-12-2019
Emily A. VinicFifth Third Securities, Inc.J.P. Morgan Securities LLC08-06-2018
Bradley Dean RecknagelFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2018
Darren Roy JamesFifth Third Securities, Inc.Retirement Wealth Advisors, Inc.04-12-2018
Levi Ryan ReiglerFifth Third Securities, Inc.Infinex Investments, Inc.03-05-2018
Richard Laydue ToberFifth Third Securities, Inc.TIAA-CREF Individual & Institutional Services, LLC02-02-2018
Danielle Erin WorkmanFifth Third Securities, Inc.Morgan Stanley12-21-2017
Shannon E. SweeneyFifth Third Securities, Inc.The Huntington Investment Company12-15-2017
Kendall Marie Vander MeulenFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC11-10-2017
Jay B HowardFifth Third Securities, Inc.J.P. Morgan Securities LLC$2509-25-2017
Kevin M DoyleFifth Third Securities, Inc.NYLIFE Securities LLC06-27-2017
Rebekah Lynn CornellFifth Third Securities, Inc.Northwestern Mutual Investment Services, LLC02-28-2017
Vera Stojanovic JohnsonFifth Third Securities, Inc.LPL Financial LLC$5002-24-2017
Gary Arthur TherrianFifth Third Securities, Inc.Infinex Investments, Inc.01-13-2017
Christopher Richard MerrillFifth Third Securities, Inc.LPL Financial LLC08-23-2016
Austin Michael StineFifth Third Securities, Inc.The Huntington Investment Company08-02-2016
John Cory HarringtonFifth Third Securities, Inc.The Huntington Investment Company08-02-2016
Matthew Dominic ScheuerFifth Third Securities, Inc.J.P. Morgan Securities LLC07-22-2016
Patrick John HaggertyFifth Third Securities, Inc.PNC Investments07-20-2016
Paul Edward HuizingaFifth Third Securities, Inc.Edward Jones06-21-2016
Thomas M DillonFifth Third Securities, Inc.J.P. Morgan Securities LLC05-06-2016
Antonio L CilloFifth Third Securities, Inc.GWFS Equities, Inc.$104-06-2016
Kathleen Marie JonesFifth Third Securities, Inc.PNC Investments$15003-30-2016
Richard Joseph Mcgowan Jr.Fifth Third Securities, Inc.CUNA Brokerage Services, Inc.01-21-2016
Robert Lucas PeckFifth Third Securities, Inc.Edward Jones10-21-2015
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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