Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David F. Tiesma Jr.Fifth Third Securities, Inc.J.P. Morgan Securities LLC07-25-2019
Matthew C MoceriFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Hope LandgraffFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-15-2019
Karen L. HeddleFifth Third Securities, Inc.LPL Financial LLC$2505-13-2019
Joshua John MalyFifth Third Securities, Inc.Edward Jones12-17-2018
Bradley Dean RecknagelFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2018
Darren Roy JamesFifth Third Securities, Inc.Retirement Wealth Advisors, Inc.04-12-2018
Richard Laydue ToberFifth Third Securities, Inc.TIAA-CREF Individual & Institutional Services, LLC02-02-2018
Danielle Erin WorkmanFifth Third Securities, Inc.Morgan Stanley12-21-2017
Shannon E. SweeneyFifth Third Securities, Inc.The Huntington Investment Company12-15-2017
Kendall Marie Vander MeulenFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC11-10-2017
Jay B. HowardFifth Third Securities, Inc.J.P. Morgan Securities LLC$2509-25-2017
David Raymond SniderFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC08-31-2017
Kevin M. DoyleFifth Third Securities, Inc.NYLIFE Securities LLC06-27-2017
Vera Stojanovic JohnsonFifth Third Securities, Inc.LPL Financial LLC$5002-24-2017
Christopher Richard MerrillFifth Third Securities, Inc.LPL Financial LLC08-23-2016
John C. HarringtonFifth Third Securities, Inc.The Huntington Investment Company08-02-2016
Thomas M. DillonFifth Third Securities, Inc.J.P. Morgan Securities LLC05-06-2016
Antonio L. CilloFifth Third Securities, Inc.GWFS Equities, Inc.04-06-2016
Kathleen Marie JonesFifth Third Securities, Inc.PNC Investments03-30-2016
Richard Joseph McGowan Jr.Fifth Third Securities, Inc.CUNA Brokerage Services, Inc.01-21-2016
Denise Ann SwiatlowskiFifth Third Securities, Inc.PNC Investments05-05-2015
Kurtis Wade AbrahamFifth Third Securities, Inc.PNC Investments11-05-2014
Ronald Steven Baptist IIFifth Third Securities, Inc.PFS Investments Inc.08-04-2014
James Roy OverbeckFifth Third Securities, Inc.J.P. Morgan Securities LLC05-19-2014
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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