Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Blake TylerFifth Third Securities, Inc.Signator Investors, Inc.05-11-2010
Adam R. SlosarFifth Third Securities, Inc.Chase Investment Services Corp.08-01-2011
Amy Marie LincolnFifth Third Securities, Inc.Chase Investment Services Corp.03-10-2009
Antonio L. CilloFifth Third Securities, Inc.GWFS Equities, Inc.04-06-2016
Auna Marie KuehnleFifth Third Securities, Inc.Natcity Investments, Inc.11-02-2009
Bradley Dean RecknagelFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2018
Brian Kenneth LafaveFifth Third Securities, Inc.PNC Investments04-25-2014
Christopher Richard MerrillFifth Third Securities, Inc.LPL Financial LLC08-23-2016
Danielle Erin WorkmanFifth Third Securities, Inc.Morgan Stanley12-21-2017
Darren Roy JamesFifth Third Securities, Inc.Retirement Wealth Advisors, Inc.04-12-2018
David F. Tiesma Jr.Fifth Third Securities, Inc.J.P. Morgan Securities LLC07-25-2019
David Raymond SniderFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC08-31-2017
Denise Ann SwiatlowskiFifth Third Securities, Inc.PNC Investments05-05-2015
Dennis Stefan GlosikFifth Third Securities, Inc.The Huntington Investment Company12-07-2012
Fallien E SchweinFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2009
Fredrick Spencer Brown Jr.Fifth Third Securities, Inc.OneAmerica Securities, Inc.11-30-2009
Gregg Glenn EicholtzFifth Third Securities, Inc.LPL Financial LLC06-13-2011
Hans William MathiakFifth Third Securities, Inc.J.P. Morgan Securities LLC10-02-2012
Hope LandgraffFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-15-2019
Isac R. BushFifth Third Securities, Inc.Chase Investment Services Corp.08-17-2009
James Roy OverbeckFifth Third Securities, Inc.J.P. Morgan Securities LLC05-19-2014
Jay B. HowardFifth Third Securities, Inc.J.P. Morgan Securities LLC$2509-25-2017
Jennifer Dawn PhillipsFifth Third Securities, Inc.Chase Investment Services Corp.01-17-2012
John C. HarringtonFifth Third Securities, Inc.The Huntington Investment Company08-02-2016
Joshua John MalyFifth Third Securities, Inc.Edward Jones12-17-2018
Next Page »

Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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