Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Sue PriceInfinex Investments, Inc.The Huntington Investment Company01-02-2019
Andrew Patrick AugustineInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Anthony Guido ForliniInfinex Investments, Inc.Southeast Investments, N.C., Inc.07-06-2010
Benjamin Keith OverwayInfinex Investments, Inc.The Huntington Investment Company12-11-2009
Brandon Thomas ValdoInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Brian James ColemanInfinex Investments, Inc.PlanMember Securities Corporation01-11-2019
Carolyn S. Chase StoutInfinex Investments, Inc.Essex National Securities, LLC$5007-01-2016
Carrie Renea CurnowInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Daniel Lee SheppardInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
David Lee Mayer Jr.Infinex Investments, Inc.Cetera Investment Services LLC$5010-13-2018
Dawn Marie BoneInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Gary Arthur TherrianInfinex Investments, Inc.Fifth Third Securities, Inc.02-09-2018
Gary Todd CooperInfinex Investments, Inc.PNC Investments11-10-2011
Grace Elizabeth VancampInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Harold Dennis RotaryInfinex Investments, Inc.Regulus Advisors, LLC08-21-2017
Jaime Lynn WynsmaInfinex Investments, Inc.INVESTMENT PROFESSIONALS, INC.$2509-11-2018
James Allen RossetInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
James H. RopInfinex Investments, Inc.Southeast Investments, N.C., Inc.$5007-06-2010
Jamesa Kay NicholsInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Jeffery Blair RobinsonInfinex Investments, Inc.LPL Financial LLC01-20-2015
Jeffrey Laurence SnodgrassInfinex Investments, Inc.The Huntington Investment Company09-28-2012
John William ManzellaInfinex Investments, Inc.Questar Capital Corporation$4405-30-2017
Karey Ann KincaidInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Keith Jeffery WelchInfinex Investments, Inc.The Huntington Investment Company09-22-2014
Keseanda Kiyotta RutledgeInfinex Investments, Inc.J.P. Morgan Securities LLC12-04-2017
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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