Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Michael AndersonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2010
Michael S. ParrellyJ.P. Morgan Securities LLCFirst Midwest Securities, Inc.09-01-2010
Blake Ford CurdyJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-01-2012
Gerald Allen Setter Jr.J.P. Morgan Securities LLCPFS Investments Inc.10-24-2012
Eric Charles MetzgerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-25-2012
Todd W. ShimshockJ.P. Morgan Securities LLCCitizens Securities, Inc.11-06-2012
Brandon Michael LoveJ.P. Morgan Securities LLCUBS Financial Services Inc.$2511-14-2012
Kerry J. KerchJ.P. Morgan Securities LLCPNC Investments12-10-2012
Jeffrey Obermeyer ParkerJ.P. Morgan Securities LLCHantz Financial Services, Inc.$1012-11-2012
Paul Joseph ElliottJ.P. Morgan Securities LLCPNC Investments01-07-2013
Eric Stephen RatliffJ.P. Morgan Securities LLCPNC Investments02-15-2013
John Alexander CaldwellJ.P. Morgan Securities LLCFreedom One Investment Advisors, Inc.03-25-2013
Renee Denise MaroneJ.P. Morgan Securities LLCPNC Investments04-08-2013
Todd Kevin MaroneJ.P. Morgan Securities LLCPNC Investments$1004-23-2013
Garry J. PentaJ.P. Morgan Securities LLCFifth Third Securities, Inc.$1005-15-2013
Russell Edward HarrisJ.P. Morgan Securities LLCGirard Securities, Inc.$2505-28-2013
Lisa Mae ElsholzJ.P. Morgan Securities LLCLPL Financial LLC06-12-2013
Earl Edward Robinson IIIJ.P. Morgan Securities LLCNYLIFE Securities LLC07-25-2013
Mark William GilmerJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC10-03-2013
Santo Lawrence BlumkeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-25-2013
Scott M UlmerJ.P. Morgan Securities LLCPNC Investments11-25-2013
Jason Andrew KingsleyJ.P. Morgan Securities LLCPruco Securities, LLC.12-09-2013
Adam P. SmithJ.P. Morgan Securities LLCFifth Third Securities, Inc.01-13-2014
Michael Edward MeinholdJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC01-30-2014
Matthew Joseph WojczynskiJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC02-21-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.