Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angelo Oreste DOrazioJ.P. Morgan Securities LLCMML Investors Services, LLC04-15-2019
Anita Veronica TaymoreJ.P. Morgan Securities LLCPFS Investments Inc.08-29-2018
Anthony Frank TuzzolinoJ.P. Morgan Securities LLCPNC Investments$15011-19-2014
Bandna VirdiJ.P. Morgan Securities LLCFSC Securities Corporation09-26-2018
Brandon M LoveJ.P. Morgan Securities LLCUBS Financial Services Inc.$2511-14-2012
Brian Christopher ConnollyJ.P. Morgan Securities LLCNYLIFE Securities LLC10-24-2017
Brian James HarrasJ.P. Morgan Securities LLCPNC Investments09-19-2018
Bryanna Petricia SpirovskiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2020
Catharine Obrien BetzigJ.P. Morgan Securities LLCMorgan Stanley11-07-2019
Cole FragemanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-02-2018
Daniel B MaidlowJ.P. Morgan Securities LLCRehmann Financial Network, LLC03-27-2018
David GrahamJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-13-2017
David Joseph ScaramucciJ.P. Morgan Securities LLCEdward Jones09-25-2018
Davonne R PowersJ.P. Morgan Securities LLCThe Huntington Investment Company02-22-2016
Derrel Calvin KentJ.P. Morgan Securities LLCCUSO Financial Services, L.P.01-07-2020
Elizabeth Ann BarberJ.P. Morgan Securities LLCCitizens Securities, Inc.$15003-02-2016
Eric Stephen RatliffJ.P. Morgan Securities LLCPNC Investments$15002-15-2013
Garry J PentaJ.P. Morgan Securities LLCFifth Third Securities, Inc.$15005-15-2013
Gary Joseph VanallenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2016
Gregory Michael AdamczykJ.P. Morgan Securities LLCAlpha Cubed Investments, LLC11-28-2018
Heather Joan ArmstrongJ.P. Morgan Securities LLCSignator Investors, Inc.05-14-2018
James BertrandJ.P. Morgan Securities LLCMorgan Stanley10-27-2017
James Connor Macbeth IvJ.P. Morgan Securities LLCPNC Investments07-10-2018
James Ernest PotterJ.P. Morgan Securities LLCFifth Third Securities, Inc.09-22-2015
Jason Louis ChristopoulosJ.P. Morgan Securities LLCFifth Third Securities, Inc.11-29-2016
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.