Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arais Said FarahKey Investment Services LLCSecurian Financial Services, Inc.02-05-2018
Greg Lee EmmackKey Investment Services LLCPNC Investments11-21-2014
Eric Leroy WoodfillKey Investment Services LLCEssex National Securities, LLC$5005-28-2014
Lena A DabbasKey Investment Services LLCJ.P. Morgan Securities LLC10-02-2013
Robert Edwin AllenKey Investment Services LLCCitizens Securities, Inc.$104-15-2013
Emily Yon PichKey Investment Services LLCChase Investment Services Corp.05-07-2012
Lindi Ann MensingKey Investment Services LLCThe Huntington Investment Company01-10-2012
Jonathan Ellsworth LabarreKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2011
Andrew Paul KleutghenKey Investment Services LLCChase Investment Services Corp.07-07-2011
Gerald Weeks MadsenKey Investment Services LLCEdward Jones04-11-2011
Aaron Michael BartkoKey Investment Services LLCPNC Investments03-28-2011
Richard Edward Schultz Jr.Key Investment Services LLCChase Investment Services Corp.03-01-2011
Mary Louise WittKey Investment Services LLCThe Huntington Investment Company01-25-2011
Nicole KatafiaszKey Investment Services LLCPNC Investments11-11-2010
Robyn Lee GerstbauerKey Investment Services LLCEdward Jones10-19-2010
Danial Scott AndersonKey Investment Services LLCMorgan Stanley05-10-2010
Henry G KolbKey Investment Services LLCMorgan Stanley01-20-2010
Edward James MckinneyKey Investment Services LLCThe Huntington Investment Company$101-04-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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