Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Brian WaggonerLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5007-01-2019
Gary Ernest MaynardLPL Financial LLCH.D. Vest Advisory Services, Inc$106-26-2019
Robert Steven MorgensternLPL Financial LLCSigma Financial Corporation$106-21-2019
Shane Mitchell RobinsonLPL Financial LLCLifeMark Securities Corp.$106-05-2019
Megan Lynn HeatonLPL Financial LLCSPS05-14-2019
Dennis Fred DesantisLPL Financial LLCHantz Financial Services, Inc.01-24-2019
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
Wendi Pamela Lee DiaconoLPL Financial LLCCetera Advisor Networks LLC$10012-07-2018
Tracy Neal AdamsLPL Financial LLCCetera Advisor Networks LLC$112-05-2018
Michael William MaherLPL Financial LLCSignator Investors, Inc.09-25-2018
Michael George WaltersLPL Financial LLCFirst Allied Securities, Inc.$5008-29-2018
David Michael LademanLPL Financial LLCKalos Capital, Inc.08-15-2018
James F Maguire IVLPL Financial LLCJ.P. Morgan Securities LLC07-09-2018
Gary Alan MehargLPL Financial LLCSecurities America, Inc.$10006-11-2018
Gary Ross VerdriesLPL Financial LLCCUNA Brokerage Services, Inc.06-01-2018
Vincent Charles BaronLPL Financial LLCAmeriprise Financial Services, Inc.04-09-2018
Robert Alan StockoskiLPL Financial LLCThe Huntington Investment Company$2503-20-2018
Linda Jean GillesLPL Financial LLCBernard Wealth Management Corp.03-15-2018
Thomas Joseph KingLPL Financial LLCWells Fargo Clearing Services, LLC$5003-02-2018
Zebedee DeitrichLPL Financial LLCWells Fargo Clearing Services, LLC$1,00003-02-2018
Christy Sue MantheiLPL Financial LLCThe Huntington Investment Company02-13-2018
Jonathan Edward StanoLPL Financial LLCFinTrust Brokerage Services, LLC$25002-05-2018
Emilee Kay LawrenceLPL Financial LLCJ.P. Morgan Securities LLC01-09-2018
John Michael MouselLPL Financial LLCState Farm VP Management Corp.12-04-2017
Phil Martin Andrews IILPL Financial LLCMML Investors Services, LLC11-30-2017
Next Page »

Showing 1 to 25 of 298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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