Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Brian WaggonerLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5007-01-2019
Gary Ernest MaynardLPL Financial LLCH.D. Vest Advisory Services, Inc$106-26-2019
Robert Steven MorgensternLPL Financial LLCSigma Financial Corporation$106-21-2019
Shane Mitchell RobinsonLPL Financial LLCLifeMark Securities Corp.$106-05-2019
Megan Lynn HeatonLPL Financial LLCSPS05-14-2019
Dennis Fred DesantisLPL Financial LLCHantz Financial Services, Inc.01-24-2019
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
Wendi Pamela Lee DiaconoLPL Financial LLCCetera Advisor Networks LLC$10012-07-2018
Tracy Neal AdamsLPL Financial LLCCetera Advisor Networks LLC$112-05-2018
Michael William MaherLPL Financial LLCSignator Investors, Inc.09-25-2018
Michael George WaltersLPL Financial LLCFirst Allied Securities, Inc.$5008-29-2018
David Michael LademanLPL Financial LLCKalos Capital, Inc.08-15-2018
James F Maguire IVLPL Financial LLCJ.P. Morgan Securities LLC07-09-2018
Gary Alan MehargLPL Financial LLCSecurities America, Inc.$10006-11-2018
Gary Ross VerdriesLPL Financial LLCCUNA Brokerage Services, Inc.06-01-2018
Vincent Charles BaronLPL Financial LLCAmeriprise Financial Services, Inc.04-09-2018
Robert Alan StockoskiLPL Financial LLCThe Huntington Investment Company$2503-20-2018
Linda Jean GillesLPL Financial LLCBernard Wealth Management Corp.03-15-2018
Thomas Joseph KingLPL Financial LLCWells Fargo Clearing Services, LLC$5003-02-2018
Zebedee DeitrichLPL Financial LLCWells Fargo Clearing Services, LLC$1,00003-02-2018
Christy Sue MantheiLPL Financial LLCThe Huntington Investment Company02-13-2018
Jonathan Edward StanoLPL Financial LLCFinTrust Brokerage Services, LLC$25002-05-2018
Emilee Kay LawrenceLPL Financial LLCJ.P. Morgan Securities LLC01-09-2018
John Michael MouselLPL Financial LLCState Farm VP Management Corp.12-04-2017
Phil Martin Andrews IILPL Financial LLCMML Investors Services, LLC11-30-2017
Next Page »

Showing 1 to 25 of 298 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.