Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam B WeinerLPL Financial LLCFSC Securities Corporation05-09-2019
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
Albert Clement PrykaLPL Financial LLCPNC Investments$5012-16-2013
Alexander Gregory ElkinLPL Financial LLCMorgan Stanley10-30-2009
Amy Allred DatemaLPL Financial LLCComerica Securities08-31-2020
Andrew Cutter BaldwinLPL Financial LLCVoya Financial Advisors, Inc.06-24-2020
Andrew G ZaleLPL Financial LLCRobert W. Baird & Co. Incorporated12-17-2010
Andrew James WilsonLPL Financial LLCStrategic Advisers LLC$15006-30-2014
Anida VenniroLPL Financial LLCEquitable Advisors, LLC$5012-16-2010
Anita M KorsonLPL Financial LLCPFS Investments Inc.04-05-2013
Ashley E BosleyLPL Financial LLCCommonwealth Financial Network$15006-30-2020
Ashley Marie PockrandtLPL Financial LLCThe Huntington Investment Company02-18-2020
Ben R R DuvalLPL Financial LLCMML Investors Services, LLC06-15-2017
Bill Langdon Scott Baldwin Todd Sander Drew BaldwinLPL Financial LLCVoya Financial Advisors, Inc.06-24-2020
Blake Mitchell BeebeLPL Financial LLCMorgan Stanley09-21-2015
Bradley John AugustineLPL Financial LLCLarson Financial Securities, LLC12-18-2014
Brant ShrimplinLPL Financial LLCOppenheimer & Co. Inc.$1,00007-02-2009
Brent Alan RichardsLPL Financial LLCAmeriprise Financial Services, LLC$1807-30-2012
Bryan Scott FosterLPL Financial LLCAmeriprise Financial Services, LLC10-09-2009
Bryan WieferichLPL Financial LLCWaddell & Reed$5007-26-2016
Camille Altair HarrisonLPL Financial LLCAmeriprise Financial Services, LLC07-30-2012
Chad W DenikeLPL Financial LLCPrincipal Securities, Inc.06-08-2020
Charles Hobert MaherLPL Financial LLCEdward Jones$5011-19-2010
Charles James PassLPL Financial LLCNYLIFE Securities LLC07-23-2018
Charles Thomas OConnor LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2010
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Showing 1 to 25 of 237 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.